2-Part Series - ACH Auditing Made Simple: How to Conduct Your ACH Audit

with
Kim Ellis, Jennifer Miller, and Sara Hentges
Series
From $199.00
Training Includes:
  • Certificate of Attendance
  • All resources and training materials
  • An on-demand recording will be available after each live presentation.
ACH experts Kimberly Ellis, Sara Hentges, and Jennifer Miller will explain the best practices for conducting ACH audits. You will learn how to ensure compliance and protect your institution.

Topics Covered

  • What are the audit requirements for RDFIs and ODFIs?
  • How should you complete your ACH internal audit?
  • What tips can you learn from experienced auditors?
  • What are the common areas of non-compliance?

Training Overview

Conduct an ACH audit at your institution. Learn the best practices and tips from experts.

It's never too early to start preparing for or completing your annual ACH audit. You must carefully examine your entire ACH infrastructure and processes to identify red flags, prevent errors, and mitigate risk.

  • What are the audit requirements for RDFIs and ODFIs?
  • How should you complete your ACH internal audit?
  • What tips can you learn from experienced auditors?
  • What are the common areas of non-compliance?

Who Should Attend?

  • Internal auditors

  • Deposit compliance staff

  • ACH operations staff

  • Individuals aspiring to become internal auditors or ACH operators

  • Professionals at financial institutions who interact with third-party senders

Expert Presenters

Kim Ellis

  • Director of Education at UMACHA
  • 17 years of banking experience, focusing on deposit operations and compliance management
  • AAP
  • Works with business customers in the community bank market
  • Provides assistance and support for ACH and cash management services

Jennifer A. Miller

  • Senior Director of Services at UMACHA
  • 25 years of baking experience, most recently in software product management, design, and consulting
  • AAP
  • Works with financial institutions and corporations to provide education and training on electronic payments
  • Focuses on balancing regulation with managing market expectations in innovative ways

Sara Hentges

  • Director of Compliance Services at UMACHA
  • 10+ years of banking and financial services experience
  • AAP
  • Oversees Compliance Team in completing ACH audits, risk assessments, additional compliance services, and engaging members in compliance- based education
  • Subject matter expert on several federal regulations, rules, and guidelines

For Teams

Have a team that needs training? Our enterprise customers receive custom branding, reporting and analytics tools, and of course, preferred pricing.