Risk

Balancing risk through a comprehensive risk management program is a critical skill for financial services professionals. Training in this area will enable you to identify and mitigate risk throughout your institution.

Risk

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  1. How To Prepare For Russian Cyber Attacks
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    How To Prepare For Russian Cyber Attacks

    Cybersecurity consultant Art Taryan will provide practical, step-by-step directions to reduce the risk of cyberattacks from Russia. You will learn how to detect vulnerabilities and reduce risk.

    What You Will Learn

    • Russian threat modus operandi
    • Enterprise security operations
    • Incident response and forensics
    • Vulnerability management
    • Threat intelligence
    • Supply-chain risk
    • Training exercises
    • Critical security controls
    • Best practices
    • Checklists
    • Knowledge references
  2. Blockchain And Cryptocurrency: What You Must Know
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    • On-Demand
    Blockchain And Cryptocurrency: What You Must Know

    Cybersecurity experts Art Taryan and Roanuk Zaman will share the latest insights about the impact of blockchain and cryptocurrencies on banks, credit unions, and fintech providers. You will learn practical steps to take to prepare your offerings.

    What You Will Learn

    • What are the fundamental concepts behind blockchain? How is it used?
    • What is the state of cryptocurrency adoption?
    • How are Central Bank Digital Currencies (CBDCs) growing in popularity?
    • What is the current regulatory environment for cryptocurrency?
    • What cyberthreats target blockchain and cryptocurrencies?
    • How will blockchain and cryptocurrencies evolve?
    • On-Demand
    Blockchain And Cryptocurrency: What You Must Know
    Art Taryan and Roanuk Zaman
    From $189.00
  3. The Keys For Success Between Fintech Providers And Banks
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    The Keys For Success Between Fintech Providers And Banks

    Acclaimed contracts attorney Jim Bergman will help you identify the issues, risks, and rewards of the rapidly evolving fintech and banking landscape. You will learn how to navigate the new operational path.

    What You'll Learn

    • What are the five key elements that drive operations excellence?
    • What are the operational challenges that fintech firms and banks face today?
    • How can you establish operational excellence as a competitive advantage?
    • What are the critical skills you need to succeed?
    • What are the measures of success?
    • How can financial institutions and fintech providers collaborate successfully?
  4. ESG: How To Plan For Regulatory Guidance
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    ESG: How To Plan For Regulatory Guidance

    Risk management expert Dan Clark will explain what the SEC’s new ESG task force will expect from your financial institution. You will learn how to evaluate sustainability and make a plan to comply with the latest directive.

    What You'll Learn

    • What are the ESG responsibilities of the board of directors, management, investors, and internal audit staff?
    • What environmental factors should you consider?
    • What social aspects must you evaluate?
    • What governance expectations are necessary?
    • How can your audit practices ensure coverage meets the risk need of the organization?
  5. Ransomware Diligence: You And Your Vendors
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    Ransomware Diligence: You And Your Vendors

    Cybersecurity law attorney Julia Jacobson will share lessons learned from recent high-profile attacks. You will learn the specific steps you need to take internally and what precautions you should require of your vendors.

    What You'll Learn

    • How do recent ransomware threats differ?
    • What are regulators’ current views on ransomware?
    • What roles have vendors played in recent attacks?
    • How can you mitigate supply chain risk?
    • When should you involve law enforcement?
    • How can you build a ransomware response team and plan?
  6. 2021 AML Updates: Insider Update For Financial Institutions
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    2021 AML Updates: Insider Update For Financial Institutions

    Financial compliance expert Michael Schidlow will provide a comprehensive review of the essential recent AML changes. You will learn how to apply them to your institution.

    What You'll Learn

    • What changes did recent AML legislation impose?
    • How have revised regulations addressed BSA/AML compliance?
    • What are examiners looking for?
    • What will happen if you fail to comply with current laws?
  7. How To Write SARs
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    How To Write SARs

    Financial compliance expert Michael Schidlow will expand on regulatory expectations and share audit experience. You will learn how to fine-tune your SAR narratives.

    What You'll Learn

    • What information must SARs include?
    • How can you make your SARs useful to law enforcement?
    • What common SAR pitfalls should you avoid?
    • What do auditors expect to see in suspicious activity reports?
    • On-Demand
    How To Write SARs
    Michael Schidlow
    From $149.00
  8. Bad Medicine: What You Must Know About Healthcare Fraud And Money Laundering
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    Bad Medicine: What You Must Know About Healthcare Fraud And Money Laundering
    Scheduled for 60 minutes including question and answer period.
    Financial crime expert Michael Schidlow will reveal how healthcare fraud takes resources away from those who need it the most, generating proceeds that fuel lavish lifestyles, corruption, and other crime. You will learn how to identify, report, and prevent these risks.

    Topics Covered

    • What does the new FinCEN advisory mean for your institution?
    • How have corrupt practitioners exploited the fentanyl crisis?
    • What have investigations revealed about healthcare fraud and money laundering?
    • How can you detect and pursue these detrimental cases?
  9. National Defense Authorization Act And AML Act of 2020: Updates You Need To Know
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    National Defense Authorization Act And AML Act of 2020: Updates You Need To Know
    Scheduled for 60 minutes including question and answer period.
    Financial compliance attorney Timothy Dunfey will distill and interpret the latest AML Act updates. You will learn how to apply them to your institution.

    Topics Covered

    • What are the changes to the Bank Secrecy Act?
    • How have reporting requirements and expectations changed?
    • How can you align institution controls and reporting with customer/member risk?
    • How should you identify and address national security priorities?
  10. Suspicious Activity Reports And AML Act Changes: What You Need To Know
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    Suspicious Activity Reports And AML Act Changes: What You Need To Know
    Scheduled for 60 minutes including question and answer period.
    Financial compliance expert Michael Schidlow will delve into the intricacies of the SAR audit process and reveal the possible changes ahead. You will learn what details you must include and which factors are subject to the most scrutiny.

    Topics Covered

    • What are the essential SAR requirements?
    • What testing is typically applied to SAR filings?
    • How can you enhance overall SAR quality?
    • How does auditing ongoing reports differ from auditing initial filings?
    • How should filers tailor reports based on risk assessment?
    • What changes might the Anti-Money Laundering Act of 2020 bring to SAR filing?
  11. Third-Party Risk And Vendor Risk Management: Interpreting FIL-44-2008 And OCC 2013-29
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    Third-Party Risk And Vendor Risk Management: Interpreting FIL-44-2008 And OCC 2013-29
    Scheduled for 60 minutes including question and answer period.
    Financial compliance attorney Timothy Dunfey will explain the wide gamut of risks that third-party relationships bring to financial institutions. You will learn how to update your risk management processes to monitor and constrain liability caused by vendors.

    Topics Covered

    • What risks are associated with third-party relationships?
    • What risk management process should you employ?
    • How should you conduct due diligence of vendors?
    • What risks should vendor contracts anticipate and include?
    • How can you monitor third parties?
    • What are the best techniques for assessing third-party risk?
  12. Under The Table: Case Studies And Takeaways From Bribery And Corruption Cases
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    Under The Table: Case Studies And Takeaways From Bribery And Corruption Cases
    Financial crime expert Michael Schidlow will explain the origination, perpetuation, and detection of bribery and corruption schemes. You will learn how to identify these risks in your institution.

    What You'll Learn

    • How do bribery and corruption schemes originate?
    • What recent corruption cases have appeared in the news?
    • What key terms, definitions, and concepts should you master?
    • What fact patterns are common to bribery and corruption cases?
    • How can you spot the red flags of bribery and corruption?
    • What are the most effective training and prevention strategies?

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