Risk

Balancing risk through a comprehensive risk management program is a critical skill for financial services professionals. Training in this area will enable you to identify and mitigate risk throughout your institution.

Risk

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  1. Ransomware Diligence: You And Your Vendors
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    • On-Demand
    Ransomware Diligence: You And Your Vendors

    Cybersecurity law attorney Julia Jacobson will share lessons learned from recent high-profile attacks. You will learn the specific steps you need to take internally and what precautions you should require of your vendors.

    What You'll Learn

    • How do recent ransomware threats differ?
    • What are regulators’ current views on ransomware?
    • What roles have vendors played in recent attacks?
    • How can you mitigate supply chain risk?
    • When should you involve law enforcement?
    • How can you build a ransomware response team and plan?
  2. 2021 AML Updates: Insider Update For Financial Institutions
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    • On-Demand
    2021 AML Updates: Insider Update For Financial Institutions

    Financial compliance expert Michael Schidlow will provide a comprehensive review of the essential recent AML changes. You will learn how to apply them to your institution.

    What You'll Learn

    • What changes did recent AML legislation impose?
    • How have revised regulations addressed BSA/AML compliance?
    • What are examiners looking for?
    • What will happen if you fail to comply with current laws?
  3. How To Write SARs
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    • Live Session
    How To Write SARs
    Scheduled for 60 minutes including question and answer period. Thursday, August 5, 2021; 12:00 PM Eastern

    Financial compliance expert Michael Schidlow will expand on regulatory expectations and share audit experience. You will learn how to fine-tune your SAR narratives.

    What You'll Learn

    • What information must SARs include?
    • How can you make your SARs useful to law enforcement?
    • What common SAR pitfalls should you avoid?
    • What do auditors expect to see in suspicious activity reports?
    • Live Session
    How To Write SARs
    Thursday, August 5, 2021; 12:00 PM Eastern
    Michael Schidlow
    From $149.00
  4. Bad Medicine: What You Must Know About Healthcare Fraud And Money Laundering
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    • On-Demand
    Bad Medicine: What You Must Know About Healthcare Fraud And Money Laundering
    Scheduled for 60 minutes including question and answer period.
    Financial crime expert Michael Schidlow will reveal how healthcare fraud takes resources away from those who need it the most, generating proceeds that fuel lavish lifestyles, corruption, and other crime. You will learn how to identify, report, and prevent these risks.

    Topics Covered

    • What does the new FinCEN advisory mean for your institution?
    • How have corrupt practitioners exploited the fentanyl crisis?
    • What have investigations revealed about healthcare fraud and money laundering?
    • How can you detect and pursue these detrimental cases?
  5. National Defense Authorization Act And AML Act of 2020: Updates You Need To Know
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    • On-Demand
    National Defense Authorization Act And AML Act of 2020: Updates You Need To Know
    Scheduled for 60 minutes including question and answer period.
    Financial compliance attorney Timothy Dunfey will distill and interpret the latest AML Act updates. You will learn how to apply them to your institution.

    Topics Covered

    • What are the changes to the Bank Secrecy Act?
    • How have reporting requirements and expectations changed?
    • How can you align institution controls and reporting with customer/member risk?
    • How should you identify and address national security priorities?
  6. Suspicious Activity Reports And AML Act Changes: What You Need To Know
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    • On-Demand
    Suspicious Activity Reports And AML Act Changes: What You Need To Know
    Scheduled for 60 minutes including question and answer period.
    Financial compliance expert Michael Schidlow will delve into the intricacies of the SAR audit process and reveal the possible changes ahead. You will learn what details you must include and which factors are subject to the most scrutiny.

    Topics Covered

    • What are the essential SAR requirements?
    • What testing is typically applied to SAR filings?
    • How can you enhance overall SAR quality?
    • How does auditing ongoing reports differ from auditing initial filings?
    • How should filers tailor reports based on risk assessment?
    • What changes might the Anti-Money Laundering Act of 2020 bring to SAR filing?
  7. Third-Party Risk And Vendor Risk Management: Interpreting FIL-44-2008 And OCC 2013-29
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    • On-Demand
    Third-Party Risk And Vendor Risk Management: Interpreting FIL-44-2008 And OCC 2013-29
    Scheduled for 60 minutes including question and answer period.
    Financial compliance attorney Timothy Dunfey will explain the wide gamut of risks that third-party relationships bring to financial institutions. You will learn how to update your risk management processes to monitor and constrain liability caused by vendors.

    Topics Covered

    • What risks are associated with third-party relationships?
    • What risk management process should you employ?
    • How should you conduct due diligence of vendors?
    • What risks should vendor contracts anticipate and include?
    • How can you monitor third parties?
    • What are the best techniques for assessing third-party risk?
  8. Under The Table: Case Studies And Takeaways From Bribery And Corruption Cases
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    • On-Demand
    Under The Table: Case Studies And Takeaways From Bribery And Corruption Cases
    Financial crime expert Michael Schidlow will explain the origination, perpetuation, and detection of bribery and corruption schemes. You will learn how to identify these risks in your institution.

    What You'll Learn

    • How do bribery and corruption schemes originate?
    • What recent corruption cases have appeared in the news?
    • What key terms, definitions, and concepts should you master?
    • What fact patterns are common to bribery and corruption cases?
    • How can you spot the red flags of bribery and corruption?
    • What are the most effective training and prevention strategies?
  9. From Fake Vaccines To Counterfeit Goods: Money Laundering In Plain Sight
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    • On-Demand
    From Fake Vaccines To Counterfeit Goods: Money Laundering In Plain Sight
    Financial crime expert Michael Schidlow will detail the new ways criminals exploit COVID-19, specifically targeting vaccines and counterfeit goods. You will learn how to identify these risks and follow new guidelines for completing SARs.

    What You'll Learn

    • How are vaccine scams unfolding? How can you identify them?
    • How are criminals using ransomware to exploit the vaccine supply chain?
    • What are the risks involved in the sale of counterfeit goods?
    • Who are the illicit actors involved?
    • What are the red flags of high-risk transactions?
    • What are the new SAR filing instructions for vaccine concerns?
  10. Responding To Risk In A COVID-19 World: Cross-Channel Risk
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    • On-Demand
    Responding To Risk In A COVID-19 World: Cross-Channel Risk
    Banking expert Jennifer Miller will provide an overview of sound risk management practices while focusing on the unique new risks attributed to the pandemic. You will learn how to update your institution’s risk assessment approach to address the latest challenges.

    What You'll Learn

    • What is a risk assessment?
    • What is the difference between risk tolerance and risk appetite?
    • What types of risk exist in the financial industry?
    • How can you identify and mitigate risks?
    • What risks are arising from the COVID-19 pandemic?
    • How can you manage risk with third-party vendors?
    • What are the best strategies to build resilience
  11. Risky Business: Compliance And Credit Risk In Commercial Lending
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    • On-Demand
    Risky Business: Compliance And Credit Risk In Commercial Lending
    Financial crime expert Michael Schidlow will examine commercial lending through the lens of credit and fraud risk. You will learn how to identify evil schemes and protect your institution.

    What You'll Learn

    • What are the most significant fraud and money laundering risks today?
    • What compliance and oversight failures are most common?
    • What red flags indicate different fraud typologies?
    • How are criminals fraudulently taking advantage of COVID-19?
    • How can you enhance compliance and governance processes?
  12. COVID-19 And Elder Financial Abuse
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    • On-Demand
    COVID-19 And Elder Financial Abuse
    Financial crime expert Michael Schidlow will explain how fraudsters are targeting elderly individuals with deposits at your institution. You will learn how to prevent, identify, and stop these crimes.

    What You'll Learn

    • How do elder financial abuse crimes typically occur?
    • What new tactics are criminals using due to the pandemic?
    • What are the red flags that your account holders are at risk?
    • How can you stop this type of criminal activity?
    • What steps can you take to help customers/members prevent exploitation?
    • On-Demand
    COVID-19 And Elder Financial Abuse
    Michael Schidlow
    $129.00

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