Internal Audit

It is essential for financial institutions to audit their operations, transactions, relationships, and results continuously. These training presentations focus on the tactical steps involved in internal audit and strategies to identify concerns.

Internal Audit

12 Items

per page
Set Descending Direction
  1. How To Process ACH Unauthorized Debits And Stop Payment Returns
    Quick View
    • Live Session
    How To Process ACH Unauthorized Debits And Stop Payment Returns
    Scheduled for 60 minutes including question and answer period. Wednesday, August 4, 2021; 2:30 PM Eastern

    ACH expert Kim Ellis will explain the details of WSUD and stop payment processes and documentation. You will learn how to handle these transactions in your institution.

    What You Will Learn

    • How can you determine if an ACH entry is a consumer or non-consumer transaction?
    • What ACH transaction and return transaction flows must you follow?
    • How is the WSUD used?
    • What should stop payment forms include?
    • Live Session
    How To Process ACH Unauthorized Debits And Stop Payment Returns
    Wednesday, August 4, 2021; 2:30 PM Eastern
    Kimberly Ellis
    $149.00
  2. Risk-Based Audit Practices: Post-Pandemic Approaches
    Quick View
    • Live Session
    Risk-Based Audit Practices: Post-Pandemic Approaches
    Scheduled for 60 minutes including question and answer period. Friday, August 6, 2021; 12:30 PM Eastern

    Risk management expert Daniel Clark will share the basics of conducting a risk-based audit. You will learn how to meet the regulators on their own ground and add more value to your institution.

    What You'll Learn

    • What is a risk-based audit? Why is it useful?
    • What are the origins of risk-based auditing?
    • How can you translate risk to audit and audit to risk?
    • How can technology drive excellence?
    • Live Session
    Risk-Based Audit Practices: Post-Pandemic Approaches
    Friday, August 6, 2021; 12:30 PM Eastern
    Daniel A. Clark
    From $149.00
  3. Agile Audit: Assuring Post-COVID-19 Relevance
    Quick View
    • On-Demand
    Agile Audit: Assuring Post-COVID-19 Relevance

    Risk management expert Daniel Clark will unveil agile audit methodologies. You will learn practical techniques to apply immediately to your next audit and long-term strategies to increase your relevance.

    What You'll Learn

    • What are agile audit techniques?
    • Why do financial institutions need agile auditors?
    • What specific steps should you follow to transform your approach?
    • How can you balance agility with compliance?
  4. FDCPA Final Rules: How To Comply
    Quick View
    • On-Demand
    FDCPA Final Rules: How To Comply

    Nationwide compliance consultant Molly Stull will distill the essential details from these massive documents and explain how to apply them to your institution. You will learn how to prevent conduct that violates the prohibition on harassing, oppressive, or abusive actions during the debt collection process.

    Topics Covered

    • How do the November 2020 and December 2020 Final Rules work together?
    • What critical terminology and definitions can help you understand the FDCPA?
    • How do multi-channel rules affect emails, text messages, and voicemails?
    • How should you calculate call restrictions?
    • What prohibitions on time and place exist?
    • How should you handle written disputes from a consumer?
    • What are the components of the Model Validation Notice?
    • How should you calculate the timing of a validation notice?
  5. Internal Audit Certification
    Quick View
    • Live Session
    • Certification
    Internal Audit Certification
    5 Sessions scheduled for 60 minutes including question and answer period. Monday, August 30 - Friday, September 3, 2021; 12:30 PM Eastern
    Auditing expert Daniel Clark will share the detailed procedures to conduct thorough internal audits. You will learn how to minimize risk for your institution.

    Benefits of Certification

    • Discover pandemic-driven risks that require special auditing focus
    • Provide your audit clients with a sense of comfort
    • Demonstrate your knowledge and competence as an internal auditor
    • Advance your career
    • Live Session
    • Certification
    Internal Audit Certification
    Monday, August 30 - Friday, September 3, 2021; 12:30 PM Eastern
    Daniel A. Clark
    From $995.00
  6. FDCPA Final Rules: How To Prepare And Implement Mandatory Compliance
    Quick View
    • On-Demand
    FDCPA Final Rules: How To Prepare And Implement Mandatory Compliance
    Scheduled for 60 minutes including question and answer period.

    Nationwide compliance consultant Molly Stull will help you prepare for the November 30, 2021 mandatory compliance date. You will learn how to prevent conduct that violates the prohibition on harassing, oppressive, or abusive actions during the debt collection process.

    Topics Covered

    • How do the November 2020 and December 2020 Final Rules work together?
    • What critical terminology and definitions can help you understand the FDCPA?
    • How do multi-channel rules affect emails, text messages, and voicemails?
    • How should you calculate call restrictions?
    • What prohibitions on time and place exist?
    • How should you handle written disputes from a consumer?
    • What are the components of the Model Validation Notice?
    • How should you calculate the timing of a validation notice?
  7. Audit Report Writing Certification
    Quick View
    • Certification
    Audit Report Writing Certification
    Audit expert Daniel Clark will guide you in making your reports come alive with useful details, clear explanations, and actionable insights. You will learn how to write better while completing documents more efficiently.

    Sessions Included:

    • The 5 C’s Of Writing

    • The 7 Pitfalls Of Report Writing

    • The Audit Report

    • Certification
    Audit Report Writing Certification
    Daniel A. Clark
    $495.00
  8. 2021 NACHA Updated Rules And Impact
    Quick View
    • Live Session
    2021 NACHA Updated Rules And Impact
    Scheduled for 60 minutes including question and answer period. Tuesday, July 6, 2021; 2:00 PM Eastern
    Financial institution expert Kimberly Ellis will reveal the details of these ACH changes. You will learn how to update policies and procedures in your institution.

    What You Will Learn

    • Same-day ACH settlement
    • Limitations on warranty claims
    • Reversals
    • Enforcement
    • Meaningful modernization
    • Live Session
    2021 NACHA Updated Rules And Impact
    Tuesday, July 6, 2021; 2:00 PM Eastern
    Kimberly Ellis
    From $149.00
  9. Advanced Internal Audit Certification
    Quick View
    • Certification
    Advanced Internal Audit Certification
    4 Sessions scheduled for 60 minutes including question and answer period Tuesday, September 14 - Friday, September 18; 12:30 PM Eastern
    Auditing expert Daniel Clark will take your knowledge of auditing to the next level. You will learn how to lead audits, confront complicated issues, and become a trusted consultant within your institution.

    What You'll Learn

    • Master complex topics typically addressed by senior auditors
    • Add more value to your financial institution
    • Prove your knowledge of advanced auditing concepts
    • Advance your career
    • Certification
    Advanced Internal Audit Certification
    Tuesday, September 14 - Friday, September 18; 12:30 PM Eastern
    Daniel A. Clark
    From $795.00
  10. Planning For Success: Internal Audit In 2021
    Quick View
    • On-Demand
    Planning For Success: Internal Audit In 2021
    Risk management expert Daniel Clark will share best practices to enable your audit team to add value and remain relevant to your organization.

    What You'll Learn

    • What constitutes successful consulting activity?
    • How can you provide new insights to management?
    • What is the importance of building relationships to auditing?
    • Why is it valuable to do something different?
    • What benefits arise from sharing new audit tools?
  11. COVID-19: Essentials In Understanding Mobile Banking
    Quick View
    • On-Demand
    COVID-19: Essentials In Understanding Mobile Banking
    Risk management expert Daniel Clark will share an overview of mobile banking platforms, strategies, and risks. You will learn how to audit, analyze, and improve the mobile banking program at your institution.

    What You'll Learn

    • What are the risks of mobile banking?
    • What do auditors look for when examining mobile transactions?
    • Which four important considerations should you address when developing a mobile banking application?
    • How can you conduct a mobile banking risk assessment?
    • What critical questions should every risk manager ask about mobile banking?
  12. How to Prepare for an Audit of Your PPP Loans
    Quick View
    • On-Demand
    How to Prepare for an Audit of Your PPP Loans
    Scheduled for 60 minutes including question and answer period.
    Risk management expert Daniel Clark will share concrete ideas on developing an audit program and completing the work. You will learn how to determine the status of compliance with the PPP in your institution.

    What You'll Learn

    • How can you plan an audit of PPP loans?
    • How should financial institutions account for loans likely to be forgiven?
    • Who qualifies for the PPP?
    • What are the necessary forms?
    • What loan review procedures should financial institutions follow?
    • How should you communicate PPP compliance to your institution’s board of directors and audit committee?

12 Items

per page
Set Descending Direction