Financial institutions must comply with thousands of laws and regulations. These sessions help you understand the intricacies of these rules to ensure compliance and reduce liability.
5 Sessions scheduled for 60 minutes including question and answer period.Thursday, July 14 - Thursday, August 11, 2022; 12:30 PM Eastern
Auditing expert Daniel Clark will share the detailed procedures to conduct thorough internal audits. You will learn how to minimize risk for your institution.
Topics Covered
Building Successful Fraud Risk Management Processes
Basics Of Model Risk Management
Principles Of Operational And Strategic Risk Management
Cannabis banking expert Paul Dunford will guide you through information-packed sessions filled with immediate action items. You will learn how to support a cannabis banking program in your institution while limiting risk and maintaining legal compliance.
CRA expert Rheanna Rodriguez will walk through a comprehensive plan you can follow to establish a robust program in your institution. You will learn how to embrace your community and please regulators.
Topics Covered
How to prepare for a transition from a small bank to an ISB
How to prepare for a transition from an ISB to a large bank
Importance of a CRA strategy and goals
Importance of creating a CRA program
Importance of monitoring lending levels and trends
CRA expert Rheanna Rodriguez will walk through a comprehensive plan you can follow to establish a robust program in your institution. You will learn how to embrace your community and please regulators.
Topics Covered
Quality community development activities
Evaluation of community development activities
Different evaluations based on bank size
Break down of each community development hook
How to provide context to your institution’s community development activities
CRA expert Rheanna Rodriguez will walk through a comprehensive plan you can follow to establish a robust program in your institution. You will learn how to embrace your community and please regulators.
Topics Covered
What should be included in your institution’s CRA program
Why creating a committee is necessary
Why understanding the strategic plan is important
What you should include in your monitoring program
CRA expert Rheanna Rodriguez will walk through a comprehensive plan you can follow to establish a robust program in your institution. You will learn how to embrace your community and please regulators.
Topics Covered
What should be included in your institution’s CRA program
Why creating a committee is necessary
Why understanding the strategic plan is important
What you should include in your monitoring program
Community banking expert Dawn Kincaid will review the regulatory guidance in detail, revealing overdraft program issues identified through consumer complaints, examinations, and enforcement actions. You will learn how to avoid similar mistakes.
Topics Covered
How do guidance for ad hoc and automated overdraft programs differ?
What is the opt-in/opt-out process required by Regulation E?
How can you identify the inherent rights of your overdraft program?
What policies and procedures should you implement?
What are the overdraft restrictions for employees and insiders?
Risk and compliance expert Timothy Dunfey will distill the new requirements and detail the specific steps you must take to comply. You will learn how to start adapting your procedures immediately to meet the May deadline.
Community banking expert Laura Ponder will walk you through the best practices for RDC. You will learn specific steps to take for regulatory compliance and risk management.
What You'll Learn
What rules, regulations, and guidance apply to RDC?
Are your customer agreements compliant?
How can you identify and mitigate risk?
What are the best practices for initial and ongoing customer evaluations?
Compliance expert Timothy Dunfey will share regulatory updates, fraud trends, and consumer compliance program requirements. You will learn how to address increasing issues and meet regulators’ expectations.
What You Will Learn
How have privacy regulations changed?
What recent fraud trends and typologies target fintech?
What current third-party risk management guidance must you follow?
Which financial crimes are prevalent and concerning?
What public Reg. E and UDAAP issues should you consider?
Leading attorney and compliance expert Michael Christians will reveal the proposed changes to the Regulation Z requirements. You will learn how to adapt before 2022 begins.
What You'll Learn
The minimum interest charge for credit card accounts
Safe harbor amounts for credit card penalty fees
Points and fees thresholds for high-cost mortgages
Loan amounts for the qualified mortgage pricing test
Points and fees thresholds for qualified mortgages
Legal expert Dr. Jim Castagnera will walk you through the many laws that govern data privacy. You will learn how to meet their requirements in your organization.
What You Will Learn
What is today’s legal landscape for data privacy and cybersecurity?
What laws cover the data of applicants and employees?
What laws cover the data of customers?
How must you apply the Four Pillars of Reasonableness?
What policies should you institute in your organization?
