Compliance and Legal

Financial institutions must comply with thousands of laws and regulations. These sessions help you understand the intricacies of these rules to ensure compliance and reduce liability.

Compliance and Legal

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  1. Overdraft Program Exam Mistakes And How To Avoid Them In 2022
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    • On-Demand
    Overdraft Program Exam Mistakes And How To Avoid Them In 2022

    Community banking expert Dawn Kincaid will review the regulatory guidance in detail, revealing overdraft program issues identified through consumer complaints, examinations, and enforcement actions. You will learn how to avoid similar mistakes.

    Topics Covered

    • How do guidance for ad hoc and automated overdraft programs differ?
    • What is the opt-in/opt-out process required by Regulation E?
    • How can you identify the inherent rights of your overdraft program?
    • What policies and procedures should you implement?
    • What are the overdraft restrictions for employees and insiders?
    • How should you monitor accountholder activity?
    • What is the impact of UDAAP?
    • How should you market your overdraft program?
  2. Computer-Security Incident Final Rule: What Your Bank Must Do
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    • On-Demand
    Computer-Security Incident Final Rule: What Your Bank Must Do

    Risk and compliance expert Timothy Dunfey will distill the new requirements and detail the specific steps you must take to comply. You will learn how to start adapting your procedures immediately to meet the May deadline.

    What You Will Learn

    • What incidents require notification?
    • When must you notify regulators?
    • How do you make the required notifications?
    • Do you need to inform customers? When?
    • What policies and procedures must you implement?
    • What are the penalties for failing to comply?
  3. Remote Deposit Capture Compliance In 2022
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    • Live Session
    Remote Deposit Capture Compliance In 2022
    Scheduled for 60 minutes including question and answer period. Tuesday, February 15, 2022; 2:00 PM Eastern

    Community banking expert Laura Ponder will walk you through the best practices for RDC. You will learn specific steps to take for regulatory compliance and risk management.

    What You'll Learn

    • What rules, regulations, and guidance apply to RDC?
    • Are your customer agreements compliant?
    • How can you identify and mitigate risk?
    • What are the best practices for initial and ongoing customer evaluations?
    • What are the use cases for new opportunities?
    • How will RDC evolve in 2022?
    • Live Session
    Remote Deposit Capture Compliance In 2022
    Tuesday, February 15, 2022; 2:00 PM Eastern
    Laura Ponder
    $189.00
  4. 2021 Fintech Regs: How To Prepare For Next Year
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    • On-Demand
    2021 Fintech Regs: How To Prepare For Next Year

    Fintech expert Timothy Dunfey will share regulatory updates, fraud trends, and consumer compliance program requirements. You will learn how to address increasing issues and meet regulators’ expectations.

    What You Will Learn

    • How have privacy regulations changed?
    • What recent fraud trends and typologies target fintech?
    • What current third-party risk management guidance must you follow?
    • Which financial crimes are prevalent and concerning?
    • What public 2021 Reg. E and UDAAP issues should you consider?
    • What regulatory updates are on the horizon?
  5. 6 New Truths In Lending Thresholds For 2022
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    • On-Demand
    6 New Truths In Lending Thresholds For 2022

    Leading attorney and compliance expert Michael Christians will reveal the proposed changes to the Regulation Z requirements. You will learn how to adapt before 2022 begins.

    What You'll Learn

    • The minimum interest charge for credit card accounts
    • Safe harbor amounts for credit card penalty fees
    • Points and fees thresholds for high-cost mortgages
    • Loan amounts for the qualified mortgage pricing test
    • Points and fees thresholds for qualified mortgages
    • On-Demand
    6 New Truths In Lending Thresholds For 2022
    Michael R. Christians
    $99.00
  6. Data Privacy And Cybersecurity Laws: What You Must Do At Your Bank
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    • On-Demand
    Data Privacy And Cybersecurity Laws: What You Must Do At Your Bank

    Legal expert Dr. Jim Castagnera will walk you through the many laws that govern data privacy. You will learn how to meet their requirements in your organization.

    What You Will Learn

    • What is today’s legal landscape for data privacy and cybersecurity?
    • What laws cover the data of applicants and employees?
    • What laws cover the data of customers?
    • How must you apply the Four Pillars of Reasonableness?
    • What policies should you institute in your organization?
  7. RTP Rules, Regulations, And Risks For Banks
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    • On-Demand
    RTP Rules, Regulations, And Risks For Banks

    Community banking expert Laura Ponder will share a step-by-step roadmap to enable you to navigate the RTP network. You will learn how to provide these services while limiting risk.

    What You'll Learn

    • What is RTP?
    • How does RTP differ from Same Day ACH?
    • What are the rules of RTP for consumers and financial institutions?
    • What regulations apply to RTP?
    • Do fast payments = fast fraud? How can you mitigate risk?
    • What steps should your financial institution take to provide RTP capabilities?
  8. Electronic Banking Officer Certification Program (EBOC)
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    • Live Session
    • Certification
    Electronic Banking Officer Certification Program (EBOC)
    5 Sessions scheduled for 60 minutes including question and answer period. Monday, February 28 - Friday, March 4, 2022; 12:30 PM Eastern or Monday, April 11 - Friday, April 15, 2022; 2:00 PM Eastern

    Earn a prestigious banking certification in 5 sessions.

    Payments consultant Kimberley Williams will demystify the infrastructure behind electronic banking. You will learn how to provide the services that your customers or members demand while protecting your institution from undue risk.

     

    Sessions Included:

    • Introduction to Electronic Banking

    • Fraud And Risk Management

    • Regulatory Landscape For E-Commerce And E-Banking

    • Role Of ACH Networks

    • Electronic Banking Outlook For 2021 And Beyond

    • Live Session
    • Certification
    Electronic Banking Officer Certification Program (EBOC)
    Monday, February 28 - Friday, March 4, 2022; 12:30 PM Eastern or Monday, April 11 - Friday, April 15, 2022; 2:00 PM Eastern
    Kimberley Williams
    From $1,295.00
  9. Ransomware Diligence: You And Your Vendors
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    Ransomware Diligence: You And Your Vendors

    Cybersecurity law attorney Julia Jacobson will share lessons learned from recent high-profile attacks. You will learn the specific steps you need to take internally and what precautions you should require of your vendors.

    What You'll Learn

    • How do recent ransomware threats differ?
    • What are regulators’ current views on ransomware?
    • What roles have vendors played in recent attacks?
    • How can you mitigate supply chain risk?
    • When should you involve law enforcement?
    • How can you build a ransomware response team and plan?
  10. BREAKING: SCOTUS Ends Eviction Moratorium: Implications For Your Financial Institutions
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    BREAKING: SCOTUS Ends Eviction Moratorium: Implications For Your Financial Institutions

    Legal expert Daniel Cotter will explain how the end of the foreclosure moratorium will affect your financial institution. You will learn how to handle mortgages currently in default.

    What You'll Learn

    • How does the Supreme Court decision limit you from proceeding with foreclosures?
    • What impact does the pandemic continue to have on defaults?
    • What action should you take since the moratorium ended?
    • How do student loan debt protections affect financial institutions?
    • What will increased defaults mean for your institution?
  11. How To Process ACH Unauthorized Debits And Stop Payment Returns
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    How To Process ACH Unauthorized Debits And Stop Payment Returns

    ACH expert Kim Ellis will explain the details of WSUD and stop payment processes and documentation. You will learn how to handle these transactions in your institution.

    What You Will Learn

    • How can you determine if an ACH entry is a consumer or non-consumer transaction?
    • What ACH transaction and return transaction flows must you follow?
    • How is the WSUD used?
    • What should stop payment forms include?
  12. Breaking: Mortgage Servicing Rules Under The Real Estate Settlement Procedures Act
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    Breaking: Mortgage Servicing Rules Under The Real Estate Settlement Procedures Act

    Regulatory compliance counsel Michael Christians will outline the RESPA servicing requirements. You will learn how to comply with the new final rule.

    What You'll Learn

    • What error resolution procedures does the rule impose?
    • What are the requirements for force-placed hazard insurance?
    • How should you comply with early intervention requirements?
    • What continuity of contact provisions must you follow?
    • How should you handle loss mitigation?
    • What are the servicing requirements for successors in interest?

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