Compliance and Legal

Financial institutions must comply with thousands of laws and regulations. These sessions help you understand the intricacies of these rules to ensure compliance and reduce liability.

Compliance and Legal

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  1. How To Update CRA Practices For New Requirements
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    • On-Demand
    How To Update CRA Practices For New Requirements

    Fair lending expert Rheanna Rodriguez will distill the key changes from the May 5 CRA proposal. You will learn how they will affect your institution.

    Topics Covered

    What are the proposed CRA rule changes?

    • What is the overall evaluation framework?
    • How will the proposed changes affect financial institutions of different sizes?
    • When will the proposed changes likely be effective?
  2. Certified Audit Professional Program
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    • Live Session
    • Certification
    Certified Audit Professional Program
    5 Sessions scheduled for 60 minutes including question and answer period. Thursday, July 14 - Thursday, August 11, 2022; 12:30 PM Eastern

    Auditing expert Daniel Clark will share the detailed procedures to conduct thorough internal audits. You will learn how to minimize risk for your institution.

    Topics Covered

    • Building Successful Fraud Risk Management Processes
    • Basics Of Model Risk Management
    • Principles Of Operational And Strategic Risk Management
    • Third-Party Risk Management
    • Basics Of Data Risk Management
    • Live Session
    • Certification
    Certified Audit Professional Program
    Thursday, July 14 - Thursday, August 11, 2022; 12:30 PM Eastern
    Daniel A. Clark
    From $499.00
  3. Cannabis Banking Certification
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    • Live Session
    • Certification
    Cannabis Banking Certification
    8 Sessions scheduled for 60 minutes including question and answer period. Monday, July 11 - Thursday, July 21, 2022; 12:30 PM Eastern

    Cannabis banking expert Paul Dunford will guide you through information-packed sessions filled with immediate action items. You will learn how to support a cannabis banking program in your institution while limiting risk and maintaining legal compliance.

    Topics Covered

    • Initial Due Diligence and Risk Rating
    • Sales Validation
    • Ongoing Due Diligence and Account Monitoring
    • FinCEN Reporting
    • Live Session
    • Certification
    Cannabis Banking Certification
    Monday, July 11 - Thursday, July 21, 2022; 12:30 PM Eastern
    Paul Dunford
    From $999.00
  4. CRA: Transition From Small To ISB Or ISB To Large Bank Test
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    • On-Demand
    CRA: Transition From Small To ISB Or ISB To Large Bank Test

    CRA expert Rheanna Rodriguez will walk through a comprehensive plan you can follow to establish a robust program in your institution. You will learn how to embrace your community and please regulators.

    Topics Covered

    • How to prepare for a transition from a small bank to an ISB
    • How to prepare for a transition from an ISB to a large bank
    • Importance of a CRA strategy and goals
    • Importance of creating a CRA program
    • Importance of monitoring lending levels and trends
    • Creation of a self-assessment
  5. CRA: Community Development Activities
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    • On-Demand
    CRA: Community Development Activities

    CRA expert Rheanna Rodriguez will walk through a comprehensive plan you can follow to establish a robust program in your institution. You will learn how to embrace your community and please regulators.

    Topics Covered

    • Quality community development activities
    • Evaluation of community development activities
    • Different evaluations based on bank size
    • Break down of each community development hook
    • How to provide context to your institution’s community development activities
    • Documentation best practices
    • On-Demand
    CRA: Community Development Activities
    Rheanna Rodriguez
    From $189.00
  6. How To Build A Strong CRA Program
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    • On-Demand
    How To Build A Strong CRA Program

    CRA expert Rheanna Rodriguez will walk through a comprehensive plan you can follow to establish a robust program in your institution. You will learn how to embrace your community and please regulators.

    Topics Covered

    • What should be included in your institution’s CRA program
    • Why creating a committee is necessary
    • Why understanding the strategic plan is important
    • What you should include in your monitoring program
    • How you should analyze your CRA applicable data
    • How to leverage existing practices
    • On-Demand
    How To Build A Strong CRA Program
    Rheanna Rodriguez
    From $189.00
  7. CRA Rating Bootcamp
    Quick View
    • On-Demand
    • Bootcamp
    CRA Rating Bootcamp

    CRA expert Rheanna Rodriguez will walk through a comprehensive plan you can follow to establish a robust program in your institution. You will learn how to embrace your community and please regulators.

    Topics Covered

    • What should be included in your institution’s CRA program
    • Why creating a committee is necessary
    • Why understanding the strategic plan is important
    • What you should include in your monitoring program
    • How you should analyze your CRA applicable data
    • How to leverage existing practices
    • On-Demand
    • Bootcamp
    CRA Rating Bootcamp
    Rheanna Rodriguez
    From $399.00
  8. Overdraft Program Exam Mistakes And How To Avoid Them In 2022
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    • On-Demand
    Overdraft Program Exam Mistakes And How To Avoid Them In 2022

    Community banking expert Dawn Kincaid will review the regulatory guidance in detail, revealing overdraft program issues identified through consumer complaints, examinations, and enforcement actions. You will learn how to avoid similar mistakes.

    Topics Covered

    • How do guidance for ad hoc and automated overdraft programs differ?
    • What is the opt-in/opt-out process required by Regulation E?
    • How can you identify the inherent rights of your overdraft program?
    • What policies and procedures should you implement?
    • What are the overdraft restrictions for employees and insiders?
    • How should you monitor accountholder activity?
    • What is the impact of UDAAP?
    • How should you market your overdraft program?
  9. Computer-Security Incident Final Rule: What Your Bank Must Do
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    • On-Demand
    Computer-Security Incident Final Rule: What Your Bank Must Do

    Risk and compliance expert Timothy Dunfey will distill the new requirements and detail the specific steps you must take to comply. You will learn how to start adapting your procedures immediately to meet the May deadline.

    What You Will Learn

    • What incidents require notification?
    • When must you notify regulators?
    • How do you make the required notifications?
    • Do you need to inform customers? When?
    • What policies and procedures must you implement?
    • What are the penalties for failing to comply?
  10. Remote Deposit Capture Compliance In 2022
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    • On-Demand
    Remote Deposit Capture Compliance In 2022

    Community banking expert Laura Ponder will walk you through the best practices for RDC. You will learn specific steps to take for regulatory compliance and risk management.

    What You'll Learn

    • What rules, regulations, and guidance apply to RDC?
    • Are your customer agreements compliant?
    • How can you identify and mitigate risk?
    • What are the best practices for initial and ongoing customer evaluations?
    • What are the use cases for new opportunities?
    • How will RDC evolve in 2022?
  11. 2022 Fintech Regs: How To Prepare For This Year
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    • On-Demand
    2022 Fintech Regs: How To Prepare For This Year

    Compliance expert Timothy Dunfey will share regulatory updates, fraud trends, and consumer compliance program requirements. You will learn how to address increasing issues and meet regulators’ expectations.

    What You Will Learn

    • How have privacy regulations changed?
    • What recent fraud trends and typologies target fintech?
    • What current third-party risk management guidance must you follow?
    • Which financial crimes are prevalent and concerning?
    • What public Reg. E and UDAAP issues should you consider?
    • What regulatory updates are on the horizon?
  12. 6 New Truths In Lending Thresholds For 2022
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    • On-Demand
    6 New Truths In Lending Thresholds For 2022

    Leading attorney and compliance expert Michael Christians will reveal the proposed changes to the Regulation Z requirements. You will learn how to adapt before 2022 begins.

    What You'll Learn

    • The minimum interest charge for credit card accounts
    • Safe harbor amounts for credit card penalty fees
    • Points and fees thresholds for high-cost mortgages
    • Loan amounts for the qualified mortgage pricing test
    • Points and fees thresholds for qualified mortgages
    • On-Demand
    6 New Truths In Lending Thresholds For 2022
    Michael R. Christians
    $99.00

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