Empower Yourself: Free Stress Awareness Month Tips!

BSA/AML

Financial institutions are required to adhere to the Bank Secrecy Act and its many obligations to detect, prevent, and report money laundering concerns. These sessions focus on BSA/AML details and offer tactical guidance to ensure compliance.

BSA/AML

11 Items

Set Descending Direction
  1. Beneficial Ownership Requirements for a Legal Entity
    Quick View
    • On-Demand
    Beneficial Ownership Requirements for a Legal Entity

    BSA expert Doug Keipper will review the CDD Rule and the new requirements issued by FinCEN. You will learn the information you must collect and the procedures to follow to determine beneficial ownership.

    Topics Covered

    • What is beneficial ownership?
    • How can you determine beneficial ownership?
    • What does the new Customer Due Diligence Beneficial Owner Rule require?
    • How should you modify your policies and procedures in your institution?
    • What decision points are needed?
    • Which customer types require frequent monitoring?
  2. How to Write Elder Financial Exploitation SAR Narratives
    Quick View
    • On-Demand
    How to Write Elder Financial Exploitation SAR Narratives

    Anti-money laundering expert Doug Keipper will show you how to detect elder financial abuse. You will learn the specific steps to take and how to write SAR narratives for these unique cases.

    Topics Covered

    • Changes in mailing address or contact information
    • Wires to a new boyfriend/girlfriend or a niece/nephew in trouble
    • A new caregiver with suspicious behaviors
    • Many other problematic signs
  3. Technical Details of the Newest BSA/AML Priorities
    Quick View
    • On-Demand
    Technical Details of the Newest BSA/AML Priorities

    Financial compliance expert Timothy Dunfey will share the details of all the newest BSA/AML priorities and developments. You will learn how to adapt your practices to fulfill the current regulatory requirements.

    Topics Covered

    • What are the 2022 national anti-money laundering priorities?
    • What do the 2022 FFIEC Exam manual updates entail?
    • How have AML/CTF regulations changed over the past year?
    • What impact will these changes have on your institution?
    • How must you update policies and procedures?
    • What do current SAR trends show?
  4. CIP, CDD, EDD, 5th Pillar, FinCEN, and FFIEC Alphabet Soup
    Quick View
    • On-Demand
    CIP, CDD, EDD, 5th Pillar, FinCEN, and FFIEC Alphabet Soup

    Compliance expert Doug Keipper will highlight the customer due diligence requirements examiners are focusing on today. You will learn the specific steps your institution should take to ensure compliance.

    Topics Covered

    • Customer Due Diligence
    • Enhanced Due Diligence
    • Customer Identification Program
    • Know Your Customer
    • Customer Risk Profile and Rating
    • Risk-Based Procedures
    • Ongoing Monitoring
    • Examination Procedures
    • Transaction Testing
    • Beneficial Ownership
    • Common Violations
    • The 5th Pillar of BSA
  5. How to Write And Update Your BSA Policy
    Quick View
    • On-Demand
    How to Write And Update Your BSA Policy

    Compliance expert Timothy Dunfey will provide step-by-step guidance to help you create a BSA policy that incorporates all the current requirements. You will learn how to change your practices to reflect recent updates.

    Topics Covered

    • What sections should your BSA policy contain?
    • What changes do the FFIEC Exam Manual updates dictate?
    • What information limitations will make it easier to manage annual updates?
    • What recordkeeping and reporting requirements must you include?
    • Which laws, rules, and regulations apply to BSA policies?
    • How can you ensure timely board approval?
    • On-Demand
    How to Write And Update Your BSA Policy
    Timothy Dunfey
    From $219.00
  6. BSA/AML Officer Advanced Certification
    Quick View
    • On-Demand
    • Certification
    BSA/AML Officer Advanced Certification

    Anti-money laundering expert Doug Keipper will distill advanced BSA/AML concepts into actionable insights. You will learn to spot questionable activity, adhere to current regulations, and reduce risk.

    Topics Covered

    • FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need To Know
    • AML Model Validation: A Critical Need In The New Regulatory Environment
    • BSA/AML Contextual Awareness Of High-Risk Customers
    • Managing the Alert/Case Clearing Investigation Process
    • Writing an Effective SAR Narrative
    • Weed, Cocaine, And Heroin: What It Means To Your Bank Or Credit Union
    • On-Demand
    • Certification
    BSA/AML Officer Advanced Certification
    Doug Keipper
    From $1,369.00
  7. BSA And CDD: How To Establish A Customer Risk Ranking
    Quick View
    • On-Demand
    BSA And CDD: How To Establish A Customer Risk Ranking

    Financial compliance expert Jim George will show you how to calculate and understand the risk of your customers. You will learn the current CDD requirements.

    What You'll Learn

    • Why are accurate customer risk ratings necessary?
    • What compliance requirements must you meet?
    • How should you determine uses and set standards?
    • What initial customer acceptance evaluation should you conduct?
    • How can you update and use risk ratings?
    • What documentation is required?
    • What factors drive risk ratings?
    • What does the latest CDD guidance state?
  8. Third-Party Risk Management: The Impact Of FIL-44-2008 And OCC 2013-29
    Quick View
    • On-Demand
    Third-Party Risk Management: The Impact Of FIL-44-2008 And OCC 2013-29

    Financial compliance attorney Timothy Dunfey will highlight the escalating risks associated with third-party relationships and explain the details of relevant regulations you must follow to contain them. You will learn how to protect your institution.

    Topics Covered

    • What are the risks associated with third-party relationships?
    • What risk management process should you follow for these vendors?
    • What supervisory process is related to third-party risk?
    • How can you assess third-party and vendor risk?
  9. How To Write SARs
    Quick View
    How To Write SARs

    Financial compliance expert Michael Schidlow will expand on regulatory expectations and share audit experience. You will learn how to fine-tune your SAR narratives.

    What You'll Learn

    • What information must SARs include?
    • How can you make your SARs useful to law enforcement?
    • What common SAR pitfalls should you avoid?
    • What do auditors expect to see in suspicious activity reports?
    How To Write SARs
    Michael Schidlow
    From $219.00
  10. COVID-19 And How To Maintain BSA Compliance During A Pandemic
    Quick View
    COVID-19 And How To Maintain BSA Compliance During A Pandemic
    Financial compliance attorney Timothy Dunfey and renowned corporate trainer Bob Greene will reveal the BSA compliance landscape. You will learn the criminals’ latest tactics and the regulators’ current expectations.

    What You'll Learn

    • What are regulators’ initial reactions to the pandemic?
    • What are the most significant changes in the BSA/AML Examination Manual?
    • What are the current BSA reporting requirements?
    • What does the USA Patriot Act require of financial institutions?
    • How are criminals exploiting COVID-19?
    • What are the expected fraud trends?
    • What are the most common red flags for balance sheet fraud?
    • How should you investigate fraud or other criminal activity?
    • How should your institution respond?
    • What are the most recent regulatory updates and statements?
  11. BSA/AML Officer Certification
    Quick View
    • Live Session
    • Certification
    BSA/AML Officer Certification
    5 Sessions scheduled for 60 minutes including question and answer period. Monday, December 4 - Friday, December 8, 2023; 12:00 PM Eastern

    Regulatory expert Timothy Dunfey will lead this comprehensive series. Start the year with new knowledge and increased value.

    Benefits of Certification

    • Hear practical solutions and best practices from an industry expert
    • Manage your institution’s BSA/AML program while minimizing risks
    • Demonstrate to regulators that your institution is serious about its responsibilities
    • Advance your career
    • Live Session
    • Certification
    BSA/AML Officer Certification
    Monday, December 4 - Friday, December 8, 2023; 12:00 PM Eastern
    Timothy Dunfey
    From $1,369.00
per page

For Teams

Have a team that needs training? Our enterprise customers receive custom branding, reporting and analytics tools, and of course, preferred pricing.