BSA/AML

Financial institutions are required to adhere to the Bank Secrecy Act and its many obligations to detect, prevent, and report money laundering concerns. These sessions focus on BSA/AML details and offer tactical guidance to ensure compliance.

BSA/AML

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  1. How to Write Elder Financial Exploitation SAR Narratives
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    • On-Demand
    How to Write Elder Financial Exploitation SAR Narratives

    Anti-money laundering expert Doug Keipper will show you how to detect elder financial abuse. You will learn the specific steps to take and how to write SAR narratives for these unique cases.

    Topics Covered

    • Changes in mailing address or contact information
    • Wires to a new boyfriend/girlfriend or a niece/nephew in trouble
    • A new caregiver with suspicious behaviors
    • Many other problematic signs
  2. Technical Details of the Newest BSA/AML Priorities
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    • On-Demand
    Technical Details of the Newest BSA/AML Priorities

    Financial compliance expert Timothy Dunfey will share the details of all the newest BSA/AML priorities and developments. You will learn how to adapt your practices to fulfill the current regulatory requirements.

    Topics Covered

    • What are the 2022 national anti-money laundering priorities?
    • What do the 2022 FFIEC Exam manual updates entail?
    • How have AML/CTF regulations changed over the past year?
    • What impact will these changes have on your institution?
    • How must you update policies and procedures?
    • What do current SAR trends show?
  3. CIP, CDD, EDD, 5th Pillar, FinCEN, and FFIEC Alphabet Soup
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    • On-Demand
    CIP, CDD, EDD, 5th Pillar, FinCEN, and FFIEC Alphabet Soup

    Compliance expert Doug Keipper will highlight the customer due diligence requirements examiners are focusing on today. You will learn the specific steps your institution should take to ensure compliance.

    Topics Covered

    • Customer Due Diligence
    • Enhanced Due Diligence
    • Customer Identification Program
    • Know Your Customer
    • Customer Risk Profile and Rating
    • Risk-Based Procedures
    • Ongoing Monitoring
    • Examination Procedures
    • Transaction Testing
    • Beneficial Ownership
    • Common Violations
    • The 5th Pillar of BSA
  4. How to Write And Update Your BSA Policy
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    • On-Demand
    How to Write And Update Your BSA Policy

    Compliance expert Timothy Dunfey will provide step-by-step guidance to help you create a BSA policy that incorporates all the current requirements. You will learn how to change your practices to reflect recent updates.

    Topics Covered

    • What sections should your BSA policy contain?
    • What changes do the FFIEC Exam Manual updates dictate?
    • What information limitations will make it easier to manage annual updates?
    • What recordkeeping and reporting requirements must you include?
    • Which laws, rules, and regulations apply to BSA policies?
    • How can you ensure timely board approval?
    • On-Demand
    How to Write And Update Your BSA Policy
    Timothy Dunfey
    From $189.00
  5. BSA/AML Officer Advanced Certification
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    • On-Demand
    • Certification
    BSA/AML Officer Advanced Certification

    Anti-money laundering expert Doug Keipper will distill advanced BSA/AML concepts into actionable insights. You will learn to spot questionable activity, adhere to current regulations, and reduce risk.

    Topics Covered

    • FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need To Know
    • AML Model Validation: A Critical Need In The New Regulatory Environment
    • BSA/AML Contextual Awareness Of High-Risk Customers
    • Managing the Alert/Case Clearing Investigation Process
    • Writing an Effective SAR Narrative
    • Weed, Cocaine, And Heroin: What It Means To Your Bank Or Credit Union
    • On-Demand
    • Certification
    BSA/AML Officer Advanced Certification
    Doug Keipper
    From $1,295.00
  6. BSA And CDD: How To Establish A Customer Risk Ranking
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    • On-Demand
    BSA And CDD: How To Establish A Customer Risk Ranking

    Financial compliance expert Jim George will show you how to calculate and understand the risk of your customers. You will learn the current CDD requirements.

    What You'll Learn

    • Why are accurate customer risk ratings necessary?
    • What compliance requirements must you meet?
    • How should you determine uses and set standards?
    • What initial customer acceptance evaluation should you conduct?
    • How can you update and use risk ratings?
    • What documentation is required?
    • What factors drive risk ratings?
    • What does the latest CDD guidance state?
  7. 2022 Rules For Completing CTRs And SARs
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    • On-Demand
    2022 Rules For Completing CTRs And SARs

    BSA expert Kristen Tatlock will provide step-by-step instructions for completing the required forms. You will learn how to update your institution’s practices to comply with the rules.

    What You Will Learn

    • What are the reporting thresholds for CTRs and SARs?
    • How do you complete CTR filing on joint accounts, sole proprietors, and business accounts?
    • Who are subjects vs. victims when it comes to SARs?
    • How do you classify suspicious activity?
    • What are required data fields and how do you complete them?
    • What is the importance of SAR narratives?
  8. Digital Fraud Analytics Officer Certification
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    • Certification
    Digital Fraud Analytics Officer Certification

    Fintech expert Timothy Dunfey will share specific details of using data to track and prevent cybercrime. You will learn how to protect your institution and accountholders.

    Benefits of Certification

    • Explore trends in cybercrime targeting financial institutions
    • Discover tools to fight cybercrime
    • Protect your institution and customer information
    • Meet industry standards for information security
    • Demonstrate your knowledge
    • Advance your career
  9. Third-Party Risk Management: The Impact Of FIL-44-2008 And OCC 2013-29
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    • On-Demand
    Third-Party Risk Management: The Impact Of FIL-44-2008 And OCC 2013-29

    Financial compliance attorney Timothy Dunfey will highlight the escalating risks associated with third-party relationships and explain the details of relevant regulations you must follow to contain them. You will learn how to protect your institution.

    Topics Covered

    • What are the risks associated with third-party relationships?
    • What risk management process should you follow for these vendors?
    • What supervisory process is related to third-party risk?
    • How can you assess third-party and vendor risk?
  10. 2021 AML Updates: Insider Update For Financial Institutions
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    • On-Demand
    2021 AML Updates: Insider Update For Financial Institutions

    Financial compliance expert Michael Schidlow will provide a comprehensive review of the essential recent AML changes. You will learn how to apply them to your institution.

    What You'll Learn

    • What changes did recent AML legislation impose?
    • How have revised regulations addressed BSA/AML compliance?
    • What are examiners looking for?
    • What will happen if you fail to comply with current laws?
  11. Mid-2021 AML Regulatory Update: What You Must Know
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    • On-Demand
    Mid-2021 AML Regulatory Update: What You Must Know

    Bank regulatory attorney Timothy Dunfey will explain the latest regulations. You will learn how to incorporate them in your institution.

    Topics Covered

    • New national money laundering priorities for 2021
    • 2021 FFIEC Exam Manual updates
    • FATF High-Risk Jurisdiction updates circulated by FINCEN
    • COVID-related regulatory guidance
  12. How To Write SARs
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    • On-Demand
    How To Write SARs

    Financial compliance expert Michael Schidlow will expand on regulatory expectations and share audit experience. You will learn how to fine-tune your SAR narratives.

    What You'll Learn

    • What information must SARs include?
    • How can you make your SARs useful to law enforcement?
    • What common SAR pitfalls should you avoid?
    • What do auditors expect to see in suspicious activity reports?
    • On-Demand
    How To Write SARs
    Michael Schidlow
    From $149.00

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