BSA/AML

Financial institutions are required to adhere to the Bank Secrecy Act and its many obligations to detect, prevent, and report money laundering concerns. These sessions focus on BSA/AML details and offer tactical guidance to ensure compliance.

BSA/AML

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  1. 2022 Rules For Completing CTRs And SARs
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    • On-Demand
    2022 Rules For Completing CTRs And SARs

    BSA expert Kristen Tatlock will provide step-by-step instructions for completing the required forms. You will learn how to update your institution’s practices to comply with the rules.

    What You Will Learn

    • What are the reporting thresholds for CTRs and SARs?
    • How do you complete CTR filing on joint accounts, sole proprietors, and business accounts?
    • Who are subjects vs. victims when it comes to SARs?
    • How do you classify suspicious activity?
    • What are required data fields and how do you complete them?
    • What is the importance of SAR narratives?
  2. Digital Fraud Analytics Officer Certification
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    • Certification
    Digital Fraud Analytics Officer Certification

    Fintech expert Timothy Dunfey will share specific details of using data to track and prevent cybercrime. You will learn how to protect your institution and accountholders.

    Benefits of Certification

    • Explore trends in cybercrime targeting financial institutions
    • Discover tools to fight cybercrime
    • Protect your institution and customer information
    • Meet industry standards for information security
    • Demonstrate your knowledge
    • Advance your career
  3. Third-Party Risk Management: The Impact Of FIL-44-2008 And OCC 2013-29
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    • On-Demand
    Third-Party Risk Management: The Impact Of FIL-44-2008 And OCC 2013-29

    Financial compliance attorney Timothy Dunfey will highlight the escalating risks associated with third-party relationships and explain the details of relevant regulations you must follow to contain them. You will learn how to protect your institution.

    Topics Covered

    • What are the risks associated with third-party relationships?
    • What risk management process should you follow for these vendors?
    • What supervisory process is related to third-party risk?
    • How can you assess third-party and vendor risk?
  4. 2021 AML Updates: Insider Update For Financial Institutions
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    • On-Demand
    2021 AML Updates: Insider Update For Financial Institutions

    Financial compliance expert Michael Schidlow will provide a comprehensive review of the essential recent AML changes. You will learn how to apply them to your institution.

    What You'll Learn

    • What changes did recent AML legislation impose?
    • How have revised regulations addressed BSA/AML compliance?
    • What are examiners looking for?
    • What will happen if you fail to comply with current laws?
  5. Mid-2021 AML Regulatory Update: What You Must Know
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    • On-Demand
    Mid-2021 AML Regulatory Update: What You Must Know

    Bank regulatory attorney Timothy Dunfey will explain the latest regulations. You will learn how to incorporate them in your institution.

    Topics Covered

    • New national money laundering priorities for 2021
    • 2021 FFIEC Exam Manual updates
    • FATF High-Risk Jurisdiction updates circulated by FINCEN
    • COVID-related regulatory guidance
  6. How To Write SARs
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    • On-Demand
    How To Write SARs

    Financial compliance expert Michael Schidlow will expand on regulatory expectations and share audit experience. You will learn how to fine-tune your SAR narratives.

    What You'll Learn

    • What information must SARs include?
    • How can you make your SARs useful to law enforcement?
    • What common SAR pitfalls should you avoid?
    • What do auditors expect to see in suspicious activity reports?
    • On-Demand
    How To Write SARs
    Michael Schidlow
    From $149.00
  7. BSA 101: 2022 Training For All Staff And Employees Of Financial Institutions
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    • On-Demand
    BSA 101: 2022 Training For All Staff And Employees Of Financial Institutions

    Financial compliance attorney Timothy Dunfey will provide a comprehensive overview of BSA and highlight the latest requirements. You will learn the specific steps your institution must take to comply.

    What You'll Learn

    • What is money laundering?
    • What must financial institutions do to stop it?
    • How can you comply with BSA, AMLA, USA Patriot Act, and OFAC?
    • What are the five pillars of AML?
    • What risks do financial institutions face related to financial crime?
    • How can you mitigate risks?
  8. National Defense Authorization Act And AML Act of 2020: Updates You Need To Know
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    • On-Demand
    National Defense Authorization Act And AML Act of 2020: Updates You Need To Know
    Scheduled for 60 minutes including question and answer period.
    Financial compliance attorney Timothy Dunfey will distill and interpret the latest AML Act updates. You will learn how to apply them to your institution.

    Topics Covered

    • What are the changes to the Bank Secrecy Act?
    • How have reporting requirements and expectations changed?
    • How can you align institution controls and reporting with customer/member risk?
    • How should you identify and address national security priorities?
  9. Fraud Trends, Detection, And Reporting For Bank Officers in 2022
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    • Live Session
    Fraud Trends, Detection, And Reporting For Bank Officers in 2022

    Financial crimes compliance attorney Timothy Dunfey will highlight the financial crimes you should look out for in 2022 and share tactics you can use to stop fraud. You will learn what regulators expect from well-run programs.

    What You Will Learn

    • What are currently the most significant financial fraud schemes?
    • What controls should you put in place?
    • How are criminals continuing to exploit COVID-19?
    • What fraud trends are should you expect in 2022?
    • What red flags can you find on balance sheets?
    • How should you investigate and respond to fraud?
  10. COVID-19 And How To Maintain BSA Compliance During A Pandemic
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    COVID-19 And How To Maintain BSA Compliance During A Pandemic
    Financial compliance attorney Timothy Dunfey and renowned corporate trainer Bob Greene will reveal the BSA compliance landscape. You will learn the criminals’ latest tactics and the regulators’ current expectations.

    What You'll Learn

    • What are regulators’ initial reactions to the pandemic?
    • What are the most significant changes in the BSA/AML Examination Manual?
    • What are the current BSA reporting requirements?
    • What does the USA Patriot Act require of financial institutions?
    • How are criminals exploiting COVID-19?
    • What are the expected fraud trends?
    • What are the most common red flags for balance sheet fraud?
    • How should you investigate fraud or other criminal activity?
    • How should your institution respond?
    • What are the most recent regulatory updates and statements?
  11. BSA/AML Officer Certification Training Program
    Quick View
    • Live Session
    • Certification
    BSA/AML Officer Certification Training Program
    5 Sessions scheduled for 60 minutes including question and answer period. Monday, February 14 - Friday, February 18, 2022; 2:00 PM Eastern or Monday, April 4 - Friday, April 8, 2022; 12:30 PM Eastern

    Regulatory expert Timothy Dunfey will lead this comprehensive series. Start the year with new knowledge and increased value.

    What You Will Learn

    • Introduction to and Overview of the Bank Secrecy Act (BSA)
    • BSA Reporting Requirements
    • Patriot Act I– Controls
    • Patriot Act II– Controls Continued
    • Program Level Expectations and/or Requirements
    • Live Session
    • Certification
    BSA/AML Officer Certification Training Program
    Monday, February 14 - Friday, February 18, 2022; 2:00 PM Eastern or Monday, April 4 - Friday, April 8, 2022; 12:30 PM Eastern
    Timothy Dunfey
    From $1,295.00

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