Small Bank Compliance Certification

Small banks, are you ready for a compliance check? Earn your certification before the next audit.

Smaller institutions have unique needs and restrictions. Regulators, external auditors, investors, and other stakeholders expect you to know and manage specialized and general risks. To accomplish these tasks, we are offering the Small Bank Compliance Certification program to give you the comprehensive knowledge to establish and improve your bank’s risk management processes. Five information-packed webinars will enable you to implement strong practices in your institution.

The prestigious certification will demonstrate your competence and commitment to your career.

Small Bank Compliance Certification

Session 1: Implementing A Successful Compliance Management System (CMS)

• Foundations of a compliance management system
• How to apply thought and tenacity to compliance management
• Ideas for reporting
• Internal and external review preparation

Session 2: Principles Of Data Risk Management

• Principles of data risk management
• Regulators’ expectations
• Data warehouse risk management
• Mitigating risk in data used for decision making

Session 3: Model Risk Management Basics

• How models vary by financial institution size
• Models for credit approval, product profitability, stress testing, and other functions
• Causes of model risk
• Fundamental processes to address risk

Session 4: Risk Governance And ERM Fundamentals

• Basics of enterprise risk management (ERM)
• How to establish a simple but effective ERM process
• Strategies to constrain risk governance cost
• Rightsizing the program for the size of your institution

Session 5: Establishing A Strong CRA Program

• How to establish a robust and effective CRA complaint program
• Strategies to strengthen your current programs
• How to create an impactful community footprint

• Compliance officers
• Internal auditors
• External auditors
• Quality assurance staff and management
• Chief audit executives
• Finance professionals
• Operations managers
• Chief executives
• Executive directors
• Board members
• Senior management
• Managers
• In-house counsel
• Risk management professionals
• Operations officers and managers

Credits: Live webinars approved for 5.0 CPE credits

Field of Study: Management Services

Prerequisites: Basic Knowledge

Advanced Preparation: None

Delivery Method: Group Internet Based

Certificates of Attendance: BankersWeb certificates of attendance are available to all registered participants completing this webinar.

CareerLearning is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

CareerLearning wants you to be satisfied with your purchase. If this program does not meet your expectations, email us at support@careerlearning.com.

Employers particularly appreciate BankersWeb certifications because they represent definitive confirmation of the mastery of the subject area.

Please follow these steps to earn your certification:

• Attend all the training sessions in their entirety.
• Gain access to the final exam at the conclusion of the last session.
• Take the final exam and receive a score of 80% or better.

If you have any questions about the certification process, please get in touch with us. We look forward to your participation!

CareerLearning wants you to be satisfied with your purchase. If this program does not meet your expectations, email us at support@careerlearning.com.