Small Bank Compliance Certification

Daniel A. Clark
  • Live Session
  • Certification
From $699.00
  • February 14, 2022, 12:30 pm   EST
Training Includes:
  • Small Bank Compliance Certification
  • All resources and training materials
  • An on-demand recording will be available after each live presentation.

Risk management expert Dan Clark will provide a basic understanding of key risk areas for community banks and small banks.

What You'll Learn

  • Foundations of a compliance management system
  • How models vary by financial institution size
  • Basics of enterprise risk management (ERM)
  • How to establish a robust and effective CRA complaint program
Monday, February 14 - Friday, February 18, 2022; 12:30 PM Eastern
5 Sessions scheduled for 60 minutes including question and answer period.

Training Overview

Small Bank Compliance: Earn your certification before 2022.

February is the perfect month to earn a compliance certification, just in time to implement new processes for 2022 and set the trajectory for the year.

Smaller institutions and community banks have unique needs and restrictions. Regulators, external auditors, investors, and other stakeholders expect you to know and manage specialized and general risks. To accomplish these tasks, we are offering the Small Bank Compliance Certification program to give you the motivational spark and comprehensive knowledge to establish cost-effective risk management processes. Five information-packed webinars will enable you to implement strong practices in your institution.

The prestigious certification will demonstrate your competence and propel your career.

Small Bank Compliance Certification

Session 1: Implementing A Successful Compliance Management System (CMS)

  • Foundations of a compliance management system
  • How to apply thought and tenacity to compliance management
  • Ideas for reporting
  • Internal and external review preparation

Session 2: Principles Of Data Risk Management

  • Principles of data risk management
  • Regulators’ expectations
  • Data warehouse risk management
  • Mitigating risk in data used for decision making

Session 3: Model Risk Management Basics

  • How models vary by financial institution size
  • Models for credit approval, product profitability, stress testing, and other functions
  • Causes of model risk
  • Fundamental processes to address risk

Session 4: Risk Governance And ERM Fundamentals

  • Basics of enterprise risk management (ERM)
  • How to establish a simple but effective ERM process
  • Strategies to constrain risk governance cost
  • Rightsizing the program for the size of your institution

Session 5: Establishing A Strong CRA Program

  • How to establish a robust and effective CRA complaint program
  • Strategies to strengthen your current programs
  • How to create an impactful community footprint

Who Should Attend?

  • Compliance officers
  • Internal auditors
  • External auditors
  • Quality assurance staff and management
  • Chief audit executives
  • Finance professionals
  • Operations managers
  • Chief executives
  • Executive directors
  • Board members
  • Senior management
  • Managers
  • In-house counsel
  • Risk management professionals
  • Operations officers and managers

Expert Presenter

Daniel A. Clark

  • Over 30 years of experience in the financial industry
  • Focused on risk management and internal audit for the last 19 years
  • Previously director of operations for internal audit at GE Capital
  • Industry public speaker
  • Wrote the book Dare to Be Different: An Auditors Personal Guide to Excellence

For Teams

Have a team that needs training? Our enterprise customers receive custom branding, reporting and analytics tools, and of course, preferred pricing.