Risk management expert Daniel Clark will share the basics of conducting a risk-based audit. You will learn how to meet the regulators on their own ground and add more value to your institution.
What You'll Learn
- What is a risk-based audit? Why is it useful?
- What are the origins of risk-based auditing?
- How can you translate risk to audit and audit to risk?
- How can technology drive excellence?
Training Overview
Do a risk-based audit before it’s too late. Modernize your institution’s internal audit program now.
Risk in financial institutions abounds. COVID-19, a string of recent ransomware attacks, and a national reckoning with racism continue to affect the entire industry. In the post-pandemic world, auditors are now expected to identify and quantify these and hundreds of other risks.
Regulators expect internal audit shops to do more to impact their businesses positively. Risk-based auditing is the best way to accomplish that goal.
You need to modernize your audit practices to take advantage of proven risk-based methodologies.
- What is a risk-based audit? Why is it useful?
- What are the origins of risk-based auditing?
- How can you translate risk to audit and audit to risk?
- How can technology drive excellence?
Who Should Attend?
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Auditors
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Audit Managers
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Audit Directors
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Senior Bank Management
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Members of the Audit Committee
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Quality Control Management and Staff
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Operational Risk Management
Expert Presenter
Daniel A. Clark
- Over 30 years of experience in the financial industry
- Focused on risk management and internal audit for the last 19 years
- Previously director of operations for internal audit at GE Capital
- Industry public speaker
- Wrote the book Dare to Be Different: An Auditors Personal Guide to Excellence