Timothy Dunfey

Tim Dunfey is a financial crimes compliance attorney and consultant with 20+ years of experience in financial services management, sales, operations, and compliance. After receiving his J.D., being admitted to the bar and legal practice, Mr. Dunfey was the Deputy BSA Officer at Great Florida Bank, where he assisted in the implementation of the automated monitoring system, managed complex investigations, and filed SARs. He held the role of Compliance Officer in Citibank. As a Promontory Financial Group consultant, he represented Boards regarding regulatory deficiencies, managed FCC improvement projects, and conducted audits or risk assessments.

  • Financial crimes compliance attorney and consultant with over 20 years of experience in financial services management, sales, operations, and compliance
  • Currently overseeing legal and compliance matters for a credit card company
  • Previously Compliance Officer at Citibank, overseeing EDD for the highest risk customers, and Deputy BSA Officer at Great Florida Bank
  • As a consultant with Promontory Financial Group, represented boards regarding regulatory deficiencies, managed numerous FCC improvement projects, and conducted audits and risk assessments across a wide variety of financial institutions
  • J.D. degree
Timothy Dunfey

Courses available by Timothy Dunfey

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  1. BSA/AML Officer Certification Training Program
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    • Live Session
    • Certification
    BSA/AML Officer Certification Training Program
    5 Sessions scheduled for 60 minutes including question and answer period. Tuesdays, July 12, 19, 26, August 2 and 9, 2022; 2:00 PM Eastern

    Regulatory expert Timothy Dunfey will lead this comprehensive series. Start the year with new knowledge and increased value.

    What You Will Learn

    • Introduction to and Overview of the Bank Secrecy Act (BSA)
    • BSA Reporting Requirements
    • Patriot Act I– Controls
    • Patriot Act II– Controls Continued
    • Program Level Expectations and/or Requirements
    • Live Session
    • Certification
    BSA/AML Officer Certification Training Program
    Tuesdays, July 12, 19, 26, August 2 and 9, 2022; 2:00 PM Eastern
    Timothy Dunfey
    From $1,295.00
  2. Fraud Trends, Detection, And Reporting For Bank Officers in 2022
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    • Live Session
    Fraud Trends, Detection, And Reporting For Bank Officers in 2022

    Financial crimes compliance attorney Timothy Dunfey will highlight the financial crimes you should look out for in 2022 and share tactics you can use to stop fraud. You will learn what regulators expect from well-run programs.

    What You Will Learn

    • What are currently the most significant financial fraud schemes?
    • What controls should you put in place?
    • How are criminals continuing to exploit COVID-19?
    • What fraud trends are should you expect in 2022?
    • What red flags can you find on balance sheets?
    • How should you investigate and respond to fraud?
  3. Third-Party Risk And Vendor Risk Management: Interpreting FIL-44-2008 And OCC 2013-29
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    • On-Demand
    Third-Party Risk And Vendor Risk Management: Interpreting FIL-44-2008 And OCC 2013-29
    Scheduled for 60 minutes including question and answer period.
    Financial compliance attorney Timothy Dunfey will explain the wide gamut of risks that third-party relationships bring to financial institutions. You will learn how to update your risk management processes to monitor and constrain liability caused by vendors.

    Topics Covered

    • What risks are associated with third-party relationships?
    • What risk management process should you employ?
    • How should you conduct due diligence of vendors?
    • What risks should vendor contracts anticipate and include?
    • How can you monitor third parties?
    • What are the best techniques for assessing third-party risk?
  4. National Defense Authorization Act And AML Act of 2020: Updates You Need To Know
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    • On-Demand
    National Defense Authorization Act And AML Act of 2020: Updates You Need To Know
    Scheduled for 60 minutes including question and answer period.
    Financial compliance attorney Timothy Dunfey will distill and interpret the latest AML Act updates. You will learn how to apply them to your institution.

    Topics Covered

    • What are the changes to the Bank Secrecy Act?
    • How have reporting requirements and expectations changed?
    • How can you align institution controls and reporting with customer/member risk?
    • How should you identify and address national security priorities?
  5. What Do The New CCPA Regulations Mean For Your Financial Institution?
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    • On-Demand
    What Do The New CCPA Regulations Mean For Your Financial Institution?
    Financial compliance attorney Timothy Dunfey will explain the latest CCPA requirements. You will learn the specific steps your institution must take to comply.

    Topics Covered

    • What are consumers’ rights under the CCPA?
    • How does CCPA differ from GLBA and GDPR?
    • What are the recent regulatory updates related to CCPA?
    • What steps should financial institutions take to ensure compliance?
  6. Cryptocurrencies Update For Financial Institutions: Current State, Risks, Regulations
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    • On-Demand
    Cryptocurrencies Update For Financial Institutions: Current State, Risks, Regulations

    Financial compliance attorney Timothy Dunfey will share the latest state of cryptocurrencies. You will learn how to anticipate and manage related risks.

    What You'll Learn

    • What are the most common cryptocurrencies? What are their uses?
    • Which financial institutions are using cryptocurrencies?
    • How are laws expected to change? How will the industry evolve?
    • What are the risks associated with cryptocurrencies?
    • What risks do financial institutions face related to cryptocurrency financial crime?
    • How should you manage the current risks and anticipated changes?
  7. BSA 101: 2022 Training For All Staff And Employees Of Financial Institutions
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    • On-Demand
    BSA 101: 2022 Training For All Staff And Employees Of Financial Institutions

    Financial compliance attorney Timothy Dunfey will provide a comprehensive overview of BSA and highlight the latest requirements. You will learn the specific steps your institution must take to comply.

    What You'll Learn

    • What is money laundering?
    • What must financial institutions do to stop it?
    • How can you comply with BSA, AMLA, USA Patriot Act, and OFAC?
    • What are the five pillars of AML?
    • What risks do financial institutions face related to financial crime?
    • How can you mitigate risks?
  8. Cryptocurrencies 101: What Every Investor, Banker, And Consumer Needs To Know
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    • On-Demand
    • Free Webinar
    Cryptocurrencies 101: What Every Investor, Banker, And Consumer Needs To Know

    Financial compliance attorney Timothy Dunfey will explain the basic concepts behind cryptocurrencies and their current uses. You will learn how these alternative currencies will affect you and how to avoid risks.

    What You'll Learn

    • What are the basic functions of money? How do cryptocurrencies fulfill them?
    • What are the current real-world uses for alternative currencies?
    • How do Bitcoin, Litecoin, and other cryptocurrencies differ?
    • What are the uses of blockchain and smart contracts?
  9. Mid-2021 AML Regulatory Update: What You Must Know
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    • On-Demand
    Mid-2021 AML Regulatory Update: What You Must Know

    Bank regulatory attorney Timothy Dunfey will explain the latest regulations. You will learn how to incorporate them in your institution.

    Topics Covered

    • New national money laundering priorities for 2021
    • 2021 FFIEC Exam Manual updates
    • FATF High-Risk Jurisdiction updates circulated by FINCEN
    • COVID-related regulatory guidance
  10. Third-Party Risk Management: The Impact Of FIL-44-2008 And OCC 2013-29
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    • On-Demand
    Third-Party Risk Management: The Impact Of FIL-44-2008 And OCC 2013-29

    Financial compliance attorney Timothy Dunfey will highlight the escalating risks associated with third-party relationships and explain the details of relevant regulations you must follow to contain them. You will learn how to protect your institution.

    Topics Covered

    • What are the risks associated with third-party relationships?
    • What risk management process should you follow for these vendors?
    • What supervisory process is related to third-party risk?
    • How can you assess third-party and vendor risk?
  11. Cryptocurrency And Digital Asset Deposits: Regulations And Risk
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    • On-Demand
    Cryptocurrency And Digital Asset Deposits: Regulations And Risk

    Financial compliance attorney Timothy Dunfey will suggest how your institution can approach cryptocurrency. You will learn how to anticipate and contain risk while meeting accountholders’ expectations.

    What You'll Learn

    • What regulations cover banking digital assets?
    • How are financial institutions using digital assets today?
    • How will evolving laws change cryptocurrency use?
    • What are the risks of not offering digital asset deposits?
    • What risks related to digital assets do financial institutions face?
    • How can you manage the risks?
  12. Digital Fraud Analytics Officer Certification
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    • Certification
    Digital Fraud Analytics Officer Certification

    Fintech expert Timothy Dunfey will share specific details of using data to track and prevent cybercrime. You will learn how to protect your institution and accountholders.

    Benefits of Certification

    • Explore trends in cybercrime targeting financial institutions
    • Discover tools to fight cybercrime
    • Protect your institution and customer information
    • Meet industry standards for information security
    • Demonstrate your knowledge
    • Advance your career

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