Daniel A. Clark

Daniel Clark brings over 30 years of experience in financial services. His roles included sales, credit risk management, and operations in his early career. Daniel has been fully focused on risk management and internal audit for the last 17 years.

  • Over 30 years of experience in the financial industry
  • Focused on risk management and internal audit for the last 19 years
  • Previously director of operations for internal audit at GE Capital
  • Industry public speaker
  • Wrote the book Dare to Be Different: An Auditors Personal Guide to Excellence
Daniel A. Clark

Courses available by Daniel A. Clark

11 Items

Set Descending Direction
  1. COVID-19: Essentials In Understanding Mobile Banking
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    • On-Demand
    COVID-19: Essentials In Understanding Mobile Banking
    Risk management expert Daniel Clark will share an overview of mobile banking platforms, strategies, and risks. You will learn how to audit, analyze, and improve the mobile banking program at your institution.

    What You'll Learn

    • What are the risks of mobile banking?
    • What do auditors look for when examining mobile transactions?
    • Which four important considerations should you address when developing a mobile banking application?
    • How can you conduct a mobile banking risk assessment?
    • What critical questions should every risk manager ask about mobile banking?
  2. How to Prepare for an Audit of Your PPP Loans
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    • On-Demand
    How to Prepare for an Audit of Your PPP Loans
    Scheduled for 60 minutes including question and answer period.
    Risk management expert Daniel Clark will share concrete ideas on developing an audit program and completing the work. You will learn how to determine the status of compliance with the PPP in your institution.

    What You'll Learn

    • How can you plan an audit of PPP loans?
    • How should financial institutions account for loans likely to be forgiven?
    • Who qualifies for the PPP?
    • What are the necessary forms?
    • What loan review procedures should financial institutions follow?
    • How should you communicate PPP compliance to your institution’s board of directors and audit committee?
  3. Planning For Success: Internal Audit In 2021
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    • On-Demand
    Planning For Success: Internal Audit In 2021
    Risk management expert Daniel Clark will share best practices to enable your audit team to add value and remain relevant to your organization.

    What You'll Learn

    • What constitutes successful consulting activity?
    • How can you provide new insights to management?
    • What is the importance of building relationships to auditing?
    • Why is it valuable to do something different?
    • What benefits arise from sharing new audit tools?
  4. Strategic Planning Certification
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    • On-Demand
    • Certification
    Strategic Planning Certification
    3 Sessions; Scheduled for 60 minutes including question and answer period.
    Planning master Daniel Clark will provide a deep understanding of the strategic planning process. You will learn how to set objectives, assess risks, create a strategic business plan, and lead its implementation.

    What You'll Learn

    • Participate in your financial institution’s planning process
    • Evaluate the strategic plans of your clients or members
    • Demonstrate your expertise inside and outside your organization
    • Advance your career with planning skills in high demand
    • On-Demand
    • Certification
    Strategic Planning Certification
    Daniel A. Clark
    $399.00
  5. Audit Report Writing Certification
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    • On-Demand
    • Certification
    Audit Report Writing Certification

    Audit expert Daniel Clark will guide you in making your reports come alive with useful details, clear explanations, and actionable insights. You will learn how to write better while completing documents more efficiently.

    Sessions Included:

    • The 5 C’s Of Writing

    • The 7 Pitfalls Of Report Writing

    • The Audit Report

    • On-Demand
    • Certification
    Audit Report Writing Certification
    Daniel A. Clark
    From $495.00
  6. Agile Audit: Assuring Post-COVID-19 Relevance
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    • On-Demand
    Agile Audit: Assuring Post-COVID-19 Relevance

    Risk management expert Daniel Clark will unveil agile audit methodologies. You will learn practical techniques to apply immediately to your next audit and long-term strategies to increase your relevance.

    What You'll Learn

    • What are agile audit techniques?
    • Why do financial institutions need agile auditors?
    • What specific steps should you follow to transform your approach?
    • How can you balance agility with compliance?
  7. Risk-Based Audit Practices: Post-Pandemic Approaches
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    • On-Demand
    Risk-Based Audit Practices: Post-Pandemic Approaches

    Risk management expert Daniel Clark will share the basics of conducting a risk-based audit. You will learn how to meet the regulators on their own ground and add more value to your institution.

    What You'll Learn

    • What is a risk-based audit? Why is it useful?
    • What are the origins of risk-based auditing?
    • How can you translate risk to audit and audit to risk?
    • How can technology drive excellence?
  8. COSO’s Guidance: Action Plan For Post-Pandemic Risk Governance
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    • On-Demand
    COSO’s Guidance: Action Plan For Post-Pandemic Risk Governance

    Risk management expert Daniel Clark will explain how the pandemic forever changed risk governance. You will learn what specific modifications to make to your program to mitigate risk and please regulators.

    What You'll Learn

    • What should risk governance entail?
    • How is the recent COSO guidance relevant for your institution?
    • How should you link the Board of Directors to the governance structure?
    • What are the essential phases of governance?
    • How can you establish effective risk governance?
    • What steps should you take to please regulators?
  9. Small Bank Compliance Certification
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    • On-Demand
    • Certification
    Small Bank Compliance Certification

    Risk management expert Dan Clark will provide you with the tools to master compliance at your small bank.  

    What You'll Learn

    • Foundations of a compliance management system
    • How models vary by financial institution size
    • Basics of enterprise risk management (ERM)
    • How to establish a robust and effective CRA complaint program
  10. ESG: How To Plan For Regulatory Guidance
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    • On-Demand
    ESG: How To Plan For Regulatory Guidance

    Risk management expert Dan Clark will explain what the SEC’s new ESG task force will expect from your financial institution. You will learn how to evaluate sustainability and make a plan to comply with the latest directive.

    What You'll Learn

    • What are the ESG responsibilities of the board of directors, management, investors, and internal audit staff?
    • What environmental factors should you consider?
    • What social aspects must you evaluate?
    • What governance expectations are necessary?
    • How can your audit practices ensure coverage meets the risk need of the organization?
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