Daniel Clark brings over 30 years of experience in financial services. His roles included sales, credit risk management, and operations in his early career. Daniel has been fully focused on risk management and internal audit for the last 17 years.
Over 30 years of experience in the financial industry
Focused on risk management and internal audit for the last 19 years
Previously director of operations for internal audit at GE Capital
Industry public speaker
Wrote the book Dare to Be Different: An Auditors Personal Guide to Excellence
Risk management expert Daniel Clark will share an overview of mobile banking platforms, strategies, and risks. You will learn how to audit, analyze, and improve the mobile banking program at your institution.
What You'll Learn
What are the risks of mobile banking?
What do auditors look for when examining mobile transactions?
Which four important considerations should you address when developing a mobile banking application?
How can you conduct a mobile banking risk assessment?
What critical questions should every risk manager ask about mobile banking?
Scheduled for 60 minutes including question and answer period.
Risk management expert Daniel Clark will share concrete ideas on developing an audit program and completing the work. You will learn how to determine the status of compliance with the PPP in your institution.
What You'll Learn
How can you plan an audit of PPP loans?
How should financial institutions account for loans likely to be forgiven?
Who qualifies for the PPP?
What are the necessary forms?
What loan review procedures should financial institutions follow?
How should you communicate PPP compliance to your institution’s board of directors and audit committee?
Planning master Daniel Clark will provide a deep understanding of the strategic planning process. You will learn how to set objectives, assess risks, create a strategic business plan, and lead its implementation.
What You'll Learn
Participate in your financial institution’s planning process
Evaluate the strategic plans of your clients or members
Demonstrate your expertise inside and outside your organization
Advance your career with planning skills in high demand
Audit expert Daniel Clark will guide you in making your reports come alive with useful details, clear explanations, and actionable insights. You will learn how to write better while completing documents more efficiently.
5 Sessions scheduled for 60 minutes including question and answer period.
Monday, November 6 - Friday, November 10, 2023; 1:00 PM Eastern
Auditing expert Daniel Clark will share the detailed procedures to conduct thorough internal audits. You will learn how to minimize risk for your institution.
Benefits of Certification
Discover the current risks that require special auditing focus
Provide your audit clients with a sense of comfort
Demonstrate your knowledge and competence as an internal auditor
Risk management expert Daniel Clark will unveil agile audit methodologies. You will learn practical techniques to apply immediately to your next audit and long-term strategies to increase your relevance.
What You'll Learn
What are agile audit techniques?
Why do financial institutions need agile auditors?
What specific steps should you follow to transform your approach?
Risk management expert Daniel Clark will share the basics of conducting a risk-based audit. You will learn how to meet the regulators on their own ground and add more value to your institution.
What You'll Learn
What is a risk-based audit? Why is it useful?
What are the origins of risk-based auditing?
How can you translate risk to audit and audit to risk?
Risk management expert Daniel Clark will explain how the pandemic forever changed risk governance. You will learn what specific modifications to make to your program to mitigate risk and please regulators.
What You'll Learn
What should risk governance entail?
How is the recent COSO guidance relevant for your institution?
How should you link the Board of Directors to the governance structure?
Risk management expert Dan Clark will explain what the SEC’s new ESG task force will expect from your financial institution. You will learn how to evaluate sustainability and make a plan to comply with the latest directive.
What You'll Learn
What are the ESG responsibilities of the board of directors, management, investors, and internal audit staff?
What environmental factors should you consider?
What social aspects must you evaluate?
What governance expectations are necessary?
How can your audit practices ensure coverage meets the risk need of the organization?
