Financial compliance expert Michael Schidlow will expand on regulatory expectations and share audit experience. You will learn how to fine-tune your SAR narratives.
What You'll Learn
- What information must SARs include?
- How can you make your SARs useful to law enforcement?
- What common SAR pitfalls should you avoid?
- What do auditors expect to see in suspicious activity reports?
Training Overview
Are your SARs useful? Learn how to provide better information and ensure compliance.
Suspicious Activity Reports (SARs) have taken on additional weight due to recent anti-money laundering regulations. They must deliver a “high degree of usefulness” to law enforcement and the intelligence community. These filings are also a central focus of second-line testers, auditors, and regulators.
You need to create clear and useful narratives while avoiding common pitfalls.
- What information must SARs include?
- How can you make your SARs useful to law enforcement?
- What common SAR pitfalls should you avoid?
- What do auditors expect to see in suspicious activity reports?
Who Should Attend?
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Expert Presenter
Michael Schidlow
- Financial crime compliance advisory and training consultant
- Over fourteen years of experience in the legal, compliance, and audit fields
- Previously has held leadership roles with Bank of America and HSBC
- Certified Fraud Examiner (CFE)
- Certified AML Audit Specialist (CAMS-Audit)
- Licensed attorney
- Professor of criminal justice and ethics
Credits
Credits: Live webinar approved for 1.0 CPE credits
Field of Study: Management Services
Prerequisites: Basic Knowledge
Advanced Preparation: None
Delivery Method: Group Internet Based
Certificates of Attendance: BankersWeb certificates of attendance are available to all registered participants completing this webinar.
CareerLearning is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
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