Financial compliance attorney Timothy Dunfey and renowned corporate trainer Bob Greene will reveal the BSA compliance landscape. You will learn the criminals’ latest tactics and the regulators’ current expectations.
What You'll Learn
- What are regulators’ initial reactions to the pandemic?
- What are the most significant changes in the BSA/AML Examination Manual?
- What are the current BSA reporting requirements?
- What does the USA Patriot Act require of financial institutions?
- How are criminals exploiting COVID-19?
- What are the expected fraud trends?
- What are the most common red flags for balance sheet fraud?
- How should you investigate fraud or other criminal activity?
- How should your institution respond?
- What are the most recent regulatory updates and statements?
Training Overview
As business practices change, criminal enterprises thrive, and federal regulators adapt, you need to ensure your institution’s BSA program remains in compliance. The COVID-19 pandemic has made adherence to the Bank Secrecy Act even more essential now.
Simultaneously, you need to understand the recent updates to the BSA/AML Examination Manual. Regulators use this document to evaluate compliance with anti-money laundering requirements.
- What are regulators’ initial reactions to the pandemic?·
- What are the most significant changes in the BSA/AML Examination Manual?
- What are the current BSA reporting requirements?
- What does the USA Patriot Act require of financial institutions?
- How are criminals exploiting COVID-19?
- What are the expected fraud trends?
- What are the most common red flags for balance sheet fraud?
- How should you investigate fraud or other criminal activity?
- How should your institution respond?
- What are the most recent regulatory updates and statements?
Who Should Attend?
- Bank officers
- BSA officers
- Compliance officers
- Bank employees
Expert Presenters
Timothy Dunfey
- Financial crimes compliance attorney and consultant with over 20 years of experience in financial services management, sales, operations, and compliance
- Currently overseeing legal and compliance matters for a credit card company
- Previously Compliance Officer at Citibank, overseeing EDD for the highest risk customers, and Deputy BSA Officer at Great Florida Bank
- As a consultant with Promontory Financial Group, represented boards regarding regulatory deficiencies, managed numerous FCC improvement projects, and conducted audits and risk assessments across a wide variety of financial institutions
- J.D. degree
Bob Greene
- Professional corporate trainer and CEO of RCG Workgroup
- An adjunct faculty member with the American Management Association
- Creates and delivers training content for associations, companies, and governmental agencies including the U.S. Navy Seals
- Over fifteen years of corporate training experience
- Graduate of Virginia Tech, with a degree in political science and organizational leadership
- BMI certification in intercultural analysis