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Certified Audit Professional Program

Daniel A. Clark
  • On-Demand
  • Certification
From $573.00
Training Includes:
  • Certified Audit Professional Program
  • All resources and training materials
  • An on-demand recording will be available after the live presentation.

Auditing expert Daniel Clark will share the detailed procedures to conduct thorough internal audits. You will learn how to minimize risk for your institution.

Topics Covered

  • Building Successful Fraud Risk Management Processes
  • Basics Of Model Risk Management
  • Principles Of Operational And Strategic Risk Management
  • Third-Party Risk Management
  • Basics Of Data Risk Management

Training Overview

Take the headache out of internal audit. Earn your certification.

This year, numerous new and updated banking regulations require resetting and refocusing your internal audit function. From a growing compliance perimeter for third-party risk management to cryptocurrency implications, you must have a comprehensive view of current audit requirements and modern practices.

The FDIC, OCC, and CFPB require financial institutions to manage risk. While providing some flexibility, regulators expect your internal audits to be active, strong, and current.

Certification will enable you to demonstrate that focus. By learning the most up-to-date and varied approaches to key and emerging risks, you will be able to please regulators, avoid penalties, and advance your career.

Certified Audit Professional Program

Session 1: Building Successful Fraud Risk Management Processes

  • Infrastructure
  • Reporting to the board
  • Fraud risk management
  • Adding to the value and impact of audits

Session 2: Basics Of Model Risk Management

  • Models to facilitate business practices
  • Controls to mitigate risks
  • Interpretation of risks
  • Managing emerging risk

Session 3: Principles Of Operational And Strategic Risk Management

  • Hot topics for regulators
  • How to review and audit processes from a risk perspective
  • Strategic risk management
  • How to upgrade your role from tactical to strategic

Session 4: Third-Party Risk Management

  • Risks associated with third-party service providers
  • Solutions to manage risks
  • Expectations of regulators
  • Support for regulator examinations or inquiries

Session 5: Basics Of Data Risk Management

  • Emerging risks
  • Reliance on data among business leaders
  • Risks associated with data
  • Current and progressive options for recognizing and managing data risk

Invest in Second Chance Retake Insurance 

We recommend purchasing our Second Chance Retake Insurance for $49 which allows you to take the exam a second time without having to retake the Course. Should you need to retake the exam without purchasing Insurance beforehand the retake fee is $75. For additional information please refer here or reach out to Support@careerlearning.com.

Who Should Attend?

  • All new auditors
  • Auditors
  • Audit managers
  • Operations managers
  • Senior auditors
  • External audit staff
  • Quality control staff
  • Audit process consultants
  • Managers
  • Development staff

Expert Presenter

Daniel A. Clark

  • Over 30 years of experience in the financial industry
  • Focused on risk management and internal audit for the last 19 years
  • Previously director of operations for internal audit at GE Capital
  • Industry public speaker
  • Wrote the book Dare to Be Different: An Auditors Personal Guide to Excellence

CareerLearning Quality Commitment

CareerLearning wants you to be satisfied with your purchase. If this program does not meet your expectations, email us at support@careerlearning.com.

For Teams

Have a team that needs training? Our enterprise customers receive custom branding, reporting and analytics tools, and of course, preferred pricing.