Anti-money laundering expert Doug Keipper will distill advanced BSA/AML concepts into actionable insights. You will learn to spot questionable activity, adhere to current regulations, and reduce risk.
Topics Covered
- FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need To Know
- AML Model Validation: A Critical Need In The New Regulatory Environment
- BSA/AML Contextual Awareness Of High-Risk Customers
- Managing the Alert/Case Clearing Investigation Process
- Writing an Effective SAR Narrative
- Weed, Cocaine, And Heroin: What It Means To Your Bank Or Credit Union
Training Overview
BSA/AML: Prepare for the next step in your career. Earn your ADVANCED certification.
As FinCEN cracks down on institutions and financial crimes become more complex, you need to develop a deeper knowledge of anti-money laundering regulations. You must also understand emerging areas and risks, from cryptocurrency to cannabis.
BSA/AML professionals are in high demand. Advanced knowledge of Bank Secrecy Act requirements will make you eligible for a promotion, raise, or new career opportunity.
BSA/AML Officer Advanced Certification
Webinar 1: FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need To Know
- Table of contents and updates through December 2021
- Core examination overview
- Expanded examination overview
- How to use the manual
- Appendices
AML Model Validation: A Critical Need In The New Regulatory Environment
- Background and baseline
- Conducting a model validation
- Statistics
- Vendor due diligence
Webinar 2: BSA/AML Contextual Awareness Of High-Risk Customers
- Regulatory environment
- Identifying high-risk customers
- Customer risk rating process
- BSA/AML risk assessment
- Institutional appetite
- Managing high-risk customers
Red Flags Of Money Laundering
- Red flags
- Elder abuse
- Human smuggling vs. human trafficking
- Real estate
- Geographic targeting orders
- Fine arts
- Politically exposed persons, Panama papers
- Digital currencies
Webinar 3: Managing the Alert/Case Clearing Investigation Process
- Industry standard for the investigation
- Documentation process
- Alert/case escalation
- False positive vs. true positive
- OFAC
- Case management system
- Quality assurance
Webinar 4: Writing an Effective SAR Narrative
- How to prepare a narrative
- Identify methodologies for money laundering
- Limits and requirements on when to file
- Formatting the narrative
- Case studies
Webinar 5: Weed, Cocaine, And Heroin: What It Means To Your Bank Or Credit Union
- Today’s marketplace for weed, cocaine, and opioids, including heroin
- FinCEN’s expectations of marijuana-related businesses
- Drug Enforcement Agency fact sheets
- FBI and DEA documentary on opioid abuse
- Summary review of transactions for a SAR narrative
Who Should Attend?
Expert Presenter
Doug Keipper
- Certified Anti-Money Laundering Specialist (CAMS) since 2005
- Bank Secrecy Act Officer for a billion-dollar bank
- Sold BSA software for eight years
- Teaching anti-money laundering classes since 2008
- Has talked with over 500 BSA officers throughout the USA and Caribbean
- Spent over 20 years in retail banking, wholesale mortgages, and financial services
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- On-Demand
- Certification