BSA/AML Officer Advanced Certification

with
Doug Keipper
  • Live Session
  • Certification
$1,295.00
  • May 16, 2022, 12:30 pm   EST
Training Includes:
  • BSA/AML Officer Advanced Certification
  • All resources and training materials
  • An on-demand recording will be available after the live presentation.

Anti-money laundering expert Doug Keipper will distill advanced BSA/AML concepts into actionable insights. You will learn to spot questionable activity, adhere to current regulations, and reduce risk.

Topics Covered

  • FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need To Know
  • AML Model Validation: A Critical Need In The New Regulatory Environment
  • BSA/AML Contextual Awareness Of High-Risk Customers
  • Managing the Alert/Case Clearing Investigation Process
  • Writing an Effective SAR Narrative
  • Weed, Cocaine, And Heroin: What It Means To Your Bank Or Credit Union
When:
Monday, May 16 - Friday, May 20, 2022; 12:30 PM Eastern
5 Sessions scheduled for 60 minutes including question and answer period.

Training Overview

BSA/AML: Prepare for the next step in your career. Earn your ADVANCED certification.

As FinCEN cracks down on institutions and financial crimes become more complex, you need to develop a deeper knowledge of anti-money laundering regulations. You must also understand emerging areas and risks, from cryptocurrency to cannabis.

BSA/AML professionals are in high demand. Advanced knowledge of Bank Secrecy Act requirements will make you eligible for a promotion, raise, or new career opportunity.

BSA/AML Officer Advanced Certification

Webinar 1: FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need To Know

  • Table of contents and updates through December 2021
  • Core examination overview
  • Expanded examination overview
  • How to use the manual
  •  Appendices

AML Model Validation: A Critical Need In The New Regulatory Environment

  • Background and baseline
  • Conducting a model validation
  • Statistics
  • Vendor due diligence

Webinar 2: BSA/AML Contextual Awareness Of High-Risk Customers

  • Regulatory environment
  • Identifying high-risk customers
  • Customer risk rating process
  • BSA/AML risk assessment
  • Institutional appetite
  • Managing high-risk customers

Red Flags Of Money Laundering

  • Red flags
  • Elder abuse
  • Human smuggling vs. human trafficking
  • Real estate
  • Geographic targeting orders
  • Fine arts
  • Politically exposed persons, Panama papers
  • Digital currencies

Webinar 3: Managing the Alert/Case Clearing Investigation Process

  • Industry standard for the investigation
  • Documentation process
  • Alert/case escalation
  • False positive vs. true positive
  • OFAC
  • Case management system
  • Quality assurance

Webinar 4: Writing an Effective SAR Narrative

  • How to prepare a narrative
  • Identify methodologies for money laundering
  • Limits and requirements on when to file
  • Formatting the narrative
  • Case studies

Webinar 5: Weed, Cocaine, And Heroin: What It Means To Your Bank Or Credit Union

  • Today’s marketplace for weed, cocaine, and opioids, including heroin
  • FinCEN’s expectations of marijuana-related businesses
  • Drug Enforcement Agency fact sheets
  • FBI and DEA documentary on opioid abuse
  • Summary review of transactions for a SAR narrative

Who Should Attend?

  • Compliance Officers
  • Internal and External Auditors
  • Audit Committee Members
  • Risk Managers
  • Chief Risk Officers
  • BSA/AML Officers
  • BSA Analysts
  • BSA Investigators
  • ACH Auditors
  • Enterprise Risk Management Staff
  • Risk Officers
  • Compliance Staff
  • Loan Portfolio Risk Managers

Expert Presenter

Doug Keipper

  • Certified Anti-Money Laundering Specialist (CAMS) since 2005
  • Bank Secrecy Act Officer for a billion-dollar bank
  • Sold BSA software for eight years
  • Teaching anti-money laundering classes since 2008
  • Has talked with over 500 BSA officers throughout the USA and Caribbean
  • Spent over 20 years in retail banking, wholesale mortgages, and financial services

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For Teams

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