ACH Third-Party Sender Audits

with
Kim Ellis, Jennifer Miller, and Sara Hentges
On-Demand
From $129.00
Training Includes:
  • Certificate of Attendance
  • All resources and training materials
  • An on-demand recording will be available after the live presentation.

ACH experts Kimberly Ellis, Sara Hentges, and Jennifer Miller will explain how to ensure third-party senders complete the required audits.

What You'll Learn

  • What are the audit requirements for third-party senders?
  • What are your ODFI warranty responsibilities?
  • What rules must third-party senders follow?
  • How can you educate third-party senders?

Training Overview

Are third-party senders complying with ACH audit requirements? Discover your obligations as an ODFI.

You must ensure that your Third-Party Sender(s) (TPS) perform annual ACH audits. As an ODFI, you carry all the warranties, including your third-party senders' compliance with the Nacha Operating Rules. It is essential to obtain proof from your TPS that they have completed their annual ACH audits.

  • What are the audit requirements for third-party senders?
  • What are your ODFI warranty responsibilities?
  • What rules must third-party senders follow?
  • How can you educate third-party senders?

Who Should Attend?

  • Internal auditors
  • Deposit compliance staff
  • ACH operations staff
  • Individuals aspiring to become internal auditors or ACH operators
  • Professionals at financial institutions who interact with third-party senders

Expert Presenters

Kim Ellis

  • Director of Education at UMACHA
  • 17 years of banking experience, focusing on deposit operations and compliance management
  • AAP
  • Works with business customers in the community bank market
  • Provides assistance and support for ACH and cash management services

Jennifer A. Miller

  • Director of Training at UMACHA
  • 25 years of baking experience, most recently in software product management, design, and consulting
  • AAP
  • Works with financial institutions and corporations to provide education and training on electronic payments
  • Focuses on balancing regulation with managing market expectations in innovative ways

Sara Hentges

  • Director of Compliance Services at UMACHA
  • 10+ years of banking and financial services experience
  • AAP
  • Oversees Compliance Team in completing ACH audits, risk assessments, additional compliance services, and engaging members in compliance- based education
  • Subject matter expert on several federal regulations, rules, and guidelines

For Teams

Have a team that needs training? Our enterprise customers receive custom branding, reporting and analytics tools, and of course, preferred pricing.